Tóm tắt Luận án Researching the management of exploitation of road transport infrastructure in Ho Chi Minh city

MINISTRY OF EDUCATION AND TRAINING  
HCMC UNIVERSITY OF TRANSPORT  
LE HOAI LINH  
RESEARCHING THE MANAGEMENT OF  
EXPLOITATION OF ROAD TRANSPORT  
INFRASTRUCTURE IN HO CHI MINH CITY  
MAJOR: CONSTRUCTION MANAGEMENT  
CODE: 9580302  
SUMMARY OF DISSERTATION  
FOR DOCTOR OF ECONOMICS  
HA NOI - 2020  
The dissertation is completed at Ho Chi Minh city  
University of Transport  
SUPERVISORS:  
1. Prof.Dr. Nguyen Dang Hac  
2. Assoc.Prof.Dr. Dang Thi Xuan Mai  
Reviewer 1:………………………………………  
Reviewer 2:………………………………………  
Reviewer 3:………………………………………  
The dissertation will be defended to the university -  
level Doctorate Committee at: Ho Chi Minh city  
University of Transport  
Time: ....................date ............ month...........  
year........  
The dissertation can be found at:  
- Library of Ho Chi Minh city University of Transport  
- The National Library  
HA NOI - 2020  
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INTRODUCTION  
1. Rationale  
Ho Chi Minh city is a unique city: near the coast, with many  
internal canals; affected by semidiurnal tide; a built and  
renovated city; high urbanization rate, leading to overpopulation  
and too many vehicles. Urban road infrastructure has not caught  
up with such rates, low public transport quality, creating the  
pressure to technical transport infrastructure system, generating  
congestion, flood, pollution, etc., arising maintenance fees,  
decereasing efficiency of exploiting the maintenance.  
The exploitation management system of road transport  
infrastructure is still operated in traditional model, not  
satisfying the demand of modern development in Ho Chi Minh  
city.  
Therefore, the topic on “Researching the management of  
exploitation of road transport infrastructure in Ho Chi  
Minh city” is becoming increasingly necessary in both  
scientific and practical terms.  
2. Research objectives  
Basing on the theory and practical research on management  
of exploitation of road transport infrastructure, assessment of  
the management status of exploitation of road transport  
infrastructure in Ho Chi Minh, this dissertation recommends  
some groups of solution to improve management of exploitation  
of road transport infrastructure in Ho Chi Minh city.  
3. Research subjects and scopes  
3.1. Research subjects: the management of exploitation of road  
transport infrastructure in cities under the central government,  
managed by People’s Committee of Ho Chi Minh city which  
authorizing to Department of Transport for management.  
3.2. Research scopes  
- Space and contents: the management of exploitation of  
urban road transport infrastructure in Ho Chi Minh city,  
comprehensive research on the management of exploitation of  
urban road transport infrastructure.  
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- Time: the actual status of the management of exploitation  
of urban road transport infrastructure in Ho Chi Minh city in  
phase 2012-2018; on the basis of "Adjusting the planning for  
transportation development of Ho Chi Minh City to 2020,  
vision after 2020", the thesis proposes solutions to complete the  
management of exploitation of urban road transport  
infrastructure in Ho Chi Minh City.  
5. Scientific and practical significance  
- Scientific significance: systemizing, supplementing and  
improving the theory basis of the management of exploitation  
of urban road transport infrastructure.  
- Practical significance: The dissertation analyses, evaluates  
the actual situation of the exploitation management of urban  
road transportation infrastructure in Ho Chi Minh city in the  
management perspective; evaluating the influence of factors on  
the results of the management of exploitation of urban road  
transport infrastructure through the average and standard  
deviation. Proposing groups of feasible solutions to complete  
the the management of exploitation of urban road transport  
infrastructure in Ho Chi Minh City.  
6. Dissertation structure  
Apart from the introduction and conclusion, list of  
compositions, references, annexes, the dissertation consists of 4  
chapters:  
Chapter 1: Overview of researches related to the  
management of exploitation of urban road transport  
infrastructure  
Chapter 2: Rationale and theory in the management of  
exploitation of urban road transport infrastructure  
Chapter 3: The actual status of the management of  
exploitation of urban road transport infrastructure in Ho Chi  
Minh City.  
Chapter 4: Solutions to improve the management of  
exploitation of urban road transport infrastructure in Ho Chi  
Minh city.  
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CHAPTER 1: OVERVIEW OF RESEARCHES  
RELATED TO THE EXPLOITATION MANAGEMENT  
OF URBAN ROAD TRANSPORT INFRASTRUCTURE  
1.1 Local researches  
1.1.1 Concepts of the exploitation management of urban  
road transport infrastructure  
There are researches only focusing on researching on  
management of exploitation of road and express ways, not  
many of them focused on urban roads in particular cities such as  
Ho Chi Minh city.  
1.1.2 Viewpoints to define the content of management of  
exploitation of urban road transport infrastructure  
1.1.2.1 Organizational management and traffic safety  
assurance  
Researches are only on traffic safety in general, not in urban  
scale.  
1.1.2.2 Capital management and capital creation in  
exploitation  
Studies are mainly on toll collection for road usage.  
1.1.2.3 Road infrastructure maintenance management  
Research on the management and maintenance of national  
highways and motorways, not in depth research for urban roads.  
1.1.2.4 Technical quality management of construction  
All studies aimed at improving the quality management of  
construction investment projects of urban road infrastructure.  
1.1.3 Factors affecting the exploitation management of  
urban road transport infrastructrure  
1.1.3.1 Urban management mechanisms - policies  
Focus on in-depth research on mechanisms and policies on  
urban management (planning management; urban traffic  
management, etc.).  
1.1.3.2 Application of science and technology in exploitation  
management  
Research and apply science and technology in maintenance  
of national highways and motorways, not yet research for urban  
roads.  
1.1.3.3 Investment in construction of road traffic infrastructure  
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Refer mainly to the current status of investment capital  
sources, not making research on how to attract investment  
capital, create capital sources, especially urban road  
infrastructure.  
1.2 Overseas researches  
1.2.1 Organizational management and traffic safety  
assurance  
Research on policies for sustainable development of road  
transport, reducing traffic congestion, and ensuring traffic  
safety.  
1.2.2 Capital management and capital creation in  
exploitation  
Encourage the private sector to participate in road  
maintenance projects, to diversify maintenance funding.  
1.2.3 Road traffic infrastructure maintenance management  
Research on road maintenance modalities in general based  
on performance-based payment contracts and outcome, not yet  
research for urban roads.  
1.2.4 Urban transport planning  
Mainly focusing on deep research of urban transport  
planning, policies for sustainable development of urban  
transport system.  
1.3 Determine research gaps and research tasks of the  
dissertation  
1.3.1 Determination of research gaps  
The research works only mentioned some of the contents of  
exploitation management, did not fully go into the contents of  
the exploitation management.  
Research works for national highways, motorways, not  
making deep research for typical urban roads such as in Ho Chi  
Minh City.  
1.3.2 Research task of the dissertation  
- Systematize, supplement and complete the theoretical  
basis, legal basis and practical basis for the work of exploitation  
management of urban road transport infrastructure.  
- Analyze and assess the current status of exploitation  
management of urban road transport infrastructure in the  
specific urban area of Ho Chi Minh City. Evaluating the  
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shortcomings and limitations in terms of management such as:  
Management model; Managing method; Mechanisms - policies  
of training management; Science and technology application;  
Maintenance budget. The consequences including: the technical  
quality of projects is not guaranteed; traffic safety; invasions of  
roadways, sidewalk; Urban flood, etc.  
- Propose groups of solutions to improve the management  
and exploitation urban road transport infrastructure in Ho Chi  
Minh city.  
CHAPTER 2: RATIONALE AND THEORY IN  
MANAGEMENT OF EXPLOITATION AND  
MAINTENANCE OF ROAD TRANSPORT  
INFRASTRUCTURE  
2.1 Road transport infrastructure  
2.1.1 Definition of uraban road transport infrastructure  
Urban road traffic transport is a system of urban traffic  
technical infrastructure such as bridges, roads, underground  
tunnels, stations - parking lots, maintenance stations, etc. and  
supporting facilities, meeting the convenient and safe  
requirements of people and goods transportation.  
2.1.2 The components constituting the uraban road  
transport infrastructure  
The urban traffic traffic system is composed of: dynamic  
traffic system and static traffic system.  
2.1.3 Classification of road and urban road traffic systems  
Management level: National highways, provincial roads,  
district roads, commune roads, urban roads, specialized roads.  
Functions: non-urban and urban roads.  
Technical level: non-urban roads consisting of express ways,  
roads from level 1 to VI.  
2.1.4 Role of road transport infrastructure  
Satisfy the demand of manufacturing and living of urban  
residents; develop economy in the urban and suburb areas; set  
the foundation to attract more investments.  
2.2 Management of exploitation of urban road transport  
infrastructure  
2.2.1 Concept of management of exploitation of urban road  
transport  
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Management of exploitation of urban road transport is the  
management activity during the operation of construction  
works, the impact of management owners to the exploitation, to  
maintain the technical status, architectual space, maximize the  
capacity, safety in exploitation, save maintenance and  
management costs.  
2.2.2 Urban road transport management decentralization  
- The Department of Transport of a province/city: performs  
the function of state management, authorizes the relevant units  
to manage the exploitation, including: the national highway  
system (authorized by the Ministry of Transport); provincial  
and city road system; urban roads.  
- People's Committee of districts: State management of  
district, district, ward and commune road system. Authorizing  
the Management Board for construction investment in the  
district to manage the maintenance of the relevant roads.  
2.2.3 Content of management of exploitation of urban road  
transport  
2.2.3.1 Technical management of urban road transport  
construction  
Technical document management; monitoring technical  
status of the construction works; classification and evaluation of  
construction works; registration documents and archives.  
2.2.3.2 Management of operation activities  
a. Plans to ensure transport safety, reduce congestion and  
traffic accidents  
The measurements to ensure the transport safety in  
exploitation; solutions to settle the congestion, flood, accidents;  
measurements to divide traffic directions upon arising incidents;  
ensure the quality of roads’ surface, lighting systems, drainage  
system, signal lights, etc. Monitoring the “serious locations” of  
accidents and safety transport.  
b. Management of solutions to protect construction works  
and road safety barriers  
- Protected subjects: all the construction works.  
- Protected scale: the works on surface, in the air,  
underground and road safety barriers.  
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- Protection responsibility: all the competent authorities and  
society.  
c. Management of road transport infrastructure  
Maintenance of road transport works: the obligations to  
follow procedures, standards and other legal documents to  
ensure the exploitation in quality, efficiency, longevity of the  
works, etc.  
Term for maintenance of road transport infrastructure: from  
the handover of works to the termination of usage term.  
Level of maintenance the works: as per the Decree No.  
46/2015/NĐ-CP of Vietnam government regarding the quality  
management of construction works.  
Methods of managing the maintenance of urban road  
transport works:  
- Managing as per process (MBP): taking attention to the  
procedure of each work; everyone understands clearly each  
work and is authorized to perform their jobs.  
- Managing as per target (MBO): taking attention to the final  
outcome of the work; respecct the contracts, plans specified in  
such contracts.  
2.2.3.3 Management of cost and capital creation in construction  
exploitation  
a. Management of repair and maintenance cost and  
operation cost: It is the management of direct costs used for  
repair and maintenance and for management system to satisfy  
the requirements of work exploitation operation.  
- Method of determining the cost of works maintenance: The  
method is determined by the estimate by volume and unit price;  
The method is determined according to the percentage rate.  
- Structure of construction maintenance costs: Expenses for  
maintenance planning, regular - periodic - irregular inspections,  
costs for preparing and managing maintenance records;  
monitoring and repair of minor damage, determined by  
percentage rate (%) compared with the cost of construction and  
the cost of work equipment calculated by the investment capital  
of works of the same level and type at the time maintenance  
planning.  
- Control maintenance costs: to be paid according to the  
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estimate made and appraised before the maintenance. The  
volume settlement work is under the control of the State Budget  
and an independent audit.  
b. Capital creation in exploitation management  
Capital classification of management of exploitation of  
urban transport infrastructure  
- For state-owned works managed by the central  
government, the capital for management and maintenance shall  
be allocated from the central budget and other capital sources  
according to the provisions of law.  
- The works are managed by the locality, the capital is  
allocated from the local budget, partly from the central  
maintenance fund.  
Management and use of capital for maintenance of urban  
road transport infrastructure:  
- Subjects eligible to use capital:  
+ Performs three types of maintenance work: regular  
maintenance; periodic maintenance; unexpected repairs.  
+ Costs for management activities and for the inspection  
system and other activities.  
Plan on using, allocating and settling capital  
- For centrally-managed works, the Ministry of Transport  
shall make a plan and cost estimate and submit it to the National  
Assembly for approval. Budgeting through the Ministry of  
Finance and the State Budget.  
- For construction systems of localities, including 2 capital  
sources:  
+ Funds allocated by the Central Government from capital  
sources for work maintenance (Construction Maintenance  
Fund).  
+ Capital allocated by the local budget, the Department of  
Transport (authorized subordinate units to act as investors)  
prepares an estimate of costs for management and maintenance  
urban road transport infrastrucure and transfers them to the  
Department of Finance and submits them to the People's  
Council of the city for consideration and approval.  
Capital creation in exploitation  
- Collection of operating fees (tolls)  
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+ Works invested by state-budget capital, collecting road  
using charges when inspecting vehicles, petrol and oil fees.  
+ Investment works in the form of public-private  
partnership: collecting fees to recover capital, including annual  
investment and maintenance costs and management team  
expenses, taxes, etc.  
- Collecting other operating fees as permitted by law  
Urban governments need to study to supplement capital  
sources, in order to create good quality of urban roads, traffic  
environment such as inner city traffic fees; charges for  
environmental regeneration, pollution, and urban landscape  
regeneration; management fee, etc.  
2.3 Criteria for the evaluation of the exploitation  
management of urban road transport infrastructure  
2.3.1 The criteria for evaluation of the exploitation  
management of urban road transport infrastructure  
- Evaluation of technical management,  
- Evaluation of maintenance work,  
- Evaluation of traffic management and traffic safety  
assurance,  
- Evaluation of cost management,  
- Evaluation of capital creation management.  
2.3.2 The criteria for evaluation of the exploitation  
management of urban road transport infrastructure  
- Driving condition:  
Table 2.3: Indicators for evaluating driving conditions  
O/N  
Criteria  
Flatness (Ks)  
Speed (Kv)  
Formula  
Details  
Allowed roughness IRI (m/km)  
Sgh  
Ks =  
1
Stt  
Actual roughness IRI (m/km)  
Actual average speed (km/h)  
VTT  
Kv =  
2
3
VTK  
Designed speed (km/h)  
Actual traffic flow (vehicle/day-night)  
NTT  
Kn =  
Traffic flow (Kn)  
NTK  
Design traffic flow (vehicle/day-night)  
10  
O/N  
Criteria  
Formula  
Details  
Estimate traffic accidents (cases)  
Tdt  
Ka =  
4
Vehicle safety (Ka)  
Passability(Kp)  
Ttt  
Actual traffic accidents (cases)  
Actual passability (vehicle/h)  
P
tt  
Kp =  
5
P
Designed passability (vehicle/h)  
tk  
- Technical requirements of road equipment: color, image, size,  
quantity, type in accordance with international practice and the  
condition of the equipment compared to design.  
V
- Speed using performance: HVT  
=
TT  
x100%  
Vqđ  
In which: VTT : Actual speed (km/h)  
Vqđ : Regulated speed (km/h)  
n
n
= vsi  
- Average exploitation time: Tbq =  
T
i
1
1
i
In which: Tbq: Average exploitation time on route (h)  
Si: Lengh of each route (km)  
vi : Average speed of each route (km/h)  
vqđ:Regulated speed of each route (km/h)  
2.4 Factors affecting the management and management  
costs of urban road transport infrastructure  
2.4.1 Factors affecting the management and operation of  
urban road transport infrastructure  
Affecting factors  
The objective factors  
Subjective factors  
Climate  
changes  
Urban  
charact  
eristics  
People  
awareness  
Mechan  
ism,  
policies  
Models –  
Methods  
Mainte  
nance  
fund  
Science  
and  
technology  
Figure 2.6: Factors influencing the exploitation  
management of urban road transport infrastructure  
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2.4.2 Factors affecting the cost of management and  
operation of urban road transport infrastructure  
Affecting factors  
The impact of  
the work  
quality on the  
operating costs  
Impacts of  
changing  
environmental  
factors caused  
by natural  
Effects  
timely arrangement  
of funding for  
maintenance  
management  
activities  
of  
not  
The influence  
of the model -  
methods  
of  
and  
management  
disasters and  
Figure 2.9: Factors influencing the cost of management and  
operation of urban road transport infrastructure  
2.5 Legal basis for the exploitation management of urban  
road transport infrastructure  
The legal documents related to the technical management of  
the road system in general, the urban road transport  
infrastructure in particular have basically been completed.  
Decrees, Circulars and a number of other legal documents have  
been issued by the Government, Ministries, and People's  
Committees of localities, in accordance with local  
characteristics. In which, Decree No. 46/2015/ND-CP dated  
May 12, 2015 of the Government on quality management and  
maintenance of construction works is the main legal basis of the  
exploitation management of urban road transport infrastructure.  
2.6 Practical basis for the exploitation management of  
urban road transport infrastructure  
2.6.1 Experience in managing and exploiting urban road  
traffic works of some countries in the world  
2.6.1.1. Experience of Korea  
Korea socialized the exploitation management; Investor  
selection through public bidding and evaluation scale; Promote  
IT application in traffic organization management.  
2.6.1.2. Experience of Singapore  
In Singapore, to generate revenue for road maintenance, the  
Government implements a toll collection policy with three types  
of fees: road using fees; personal vehicle restriction fees and  
traffic congestion charges.  
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2.6.1.3. Experience of Japan  
Applying performance and performance-based road  
maintenance (PBC) contracts, through open bidding, entrusting  
private contractors to do maintenance work, with local  
authorities only perform state management functions.  
2.6.2 Lessons learned about the exploitation management of  
urban road transport infrastructure in Ho Chi Minh City  
- Separate functions of state management and business  
management in exploitation management.  
- Selection of contractors for maintenance work through  
competitive bidding.  
- Apply MBO maintenance management method through  
performance-based contracts and quality (PBC).  
- Generate capital through road toll collection.  
- Socialize the exploitation management of the road system,  
through attracting the private economic sector.  
- Strengthening the IT application of technical management  
of road systems.  
CHAPTER 3: THE STATUS OF THE MANAGEMENT  
OF EXPLOITATION OF URBAN ROAD TRANSPORT  
INFRASTRUCTURE IN HO CHI MINH CITY  
3.1 Overview of the road transport system in Ho Chi Minh  
city  
Roads are the main transport method; all the requirements  
for evaluating the road transport do not satisfy the special city;  
the city is inbalanced between indivual transport development  
and transport infrastructure, creating certain pressure on the  
urban road transport infrastructure system; the static transport  
system does not satisfy the planning and usage.  
3.2 Analysis and assessment of the current situation of the  
exploitation management of urban road transport  
infrastructrure in Ho Chi Minh City  
3.2.1 Decentralization of the management of exploitation of  
urban road transport infrastructure in Ho Chi Minh City  
- Department of Transport is the stage management agency  
managing the national ways; urban roads; the management level  
spreads down to 04 sub-agencies which are urban transport  
management and Sai Gon river tunnel management center.  
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- People committees of districts manage the pathways, some  
routes in districts and alleys.  
- The opeation center of anti-flood program manages the  
water drainage.  
The management levels are so complicated and hard to  
indentify the duties and responsibilities.  
3.2.2 Construction technical management  
3.2.2.1 Technical document management  
Document management is mainly manual, not applying  
information technology, when the number of records increases,  
there will be difficulties in managing and retrieving upon  
needed.  
3.2.2.2 Checking and monitoring the technical status of the  
project  
The patrol teams will inspect at of urban traffic management  
zones; Ho Chi Minh City Ferry Bridge Construction Company  
Limited; Saigon Traffic Construction Company Limited;  
Investment and Construction Management Board, urban  
management teams of districts, in coordination with the traffic  
inspection force of the Department of Transport have fully  
implemented, recorded damage but difficult to perform  
maintenance work due to lack of capital.  
3.2.2.3 Classification and assessment of technical status  
Yearly, the urban transport management sectors,  
construction management of districts will classify and evaluate  
the construction technical status, making periodic reports of  
constructions  
that  
cause  
dangers  
traffic,  
making  
recommendations for improvement, repair and maintenance.  
But due to shortage of fund, it has been not very efficient.  
3.2.2.4 Documents of registration and records  
The constructions that are newly built, rennovated,  
improved, repaired are all registered and recorded at sectors of  
urban transport management and construction management of  
districts; due to high amount of documents so they are  
recoreded carelessly.  
3.2.3 The management and operation organization  
3.2.3.1 The plans for ensuring the traffic safety, reducing  
congestion, flood and traffic accidents  
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- The plan of directing the traffic lanes to reduce congestion:  
they are done in some areas with high potential of congestion.  
- Counting vehicles: they are done by Sai Gon transport  
construction company limited (01 time/year or 02 times/years).  
- Watching to ensure the traffic safety: they are done by  
sectors of urban management. There are watching teams to stay  
alert 24/24 to response quickly to emergency situations due to  
natural disasters and other incidents.  
- Monitoring and making analysis on traffic accidents,  
traffic safety and flood: the sectors of urban transport  
management, management center of Sai Gon river tunnel and  
traffic patral teams regulary co-ordinated with police officers to  
monitor, collect the information of traffic accidents, traffic  
congestion; making periodic reports to Department of Transport  
at every 5th date of the month.  
3.2.3.2 Management of the method to protect the work and road  
safety barriers  
Department of Transport regularly co-ordinates with the  
local authorities to set up landmarks; inspecting and checking,  
handling with bad behaviors creating damages to the works,  
traffic safety barriers, etc.  
3.2.3.3 Management of maintenance activities  
- Department of Transport carries out the activities of  
maintaining the road, bridge systems, installing the lane  
barriers, sign signals, light signals, etc. maintain the quality of  
the works, ensuring the traffic safety.  
- Carry out the activities to innovate the water drainage such  
as: gas tunnel, water collection tool, gas tunnel lids, etc. to  
broaden the water flow, reducing congestion by trash, etc.  
3.2.4 The cost management and budget creation in  
exploitation of urban roads  
3.2.4.1. The cost management  
As per the allocated budget, the management agencies will  
make the cost estimate, present to Department of Transport for  
verification and approval. The structure of the budget estimate  
includes: costs for patrol activities – senitary; cost for regular  
repair-maintenance; other unexpected costs.  
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The management agencies will clarify the bid packages to  
make the ground for the contract signing. The costs for patrol  
activities – senitary will be identified 01 time for the whole  
year, the payment will be made fairly for 12 months. The  
relevant agencies will examnine the requirements for  
Approval/Disapproval. The disapproved sections will be  
deducted the costs and settled as per Decision No. 1460/QĐ-  
UBND dated 27/3/2014 of People’s Committee of Ho Chi Minh  
City.  
3.2.4.2. The reimbursement of BOT projects  
Currently, in Ho Chi Minh city, there are 04 toll plazas in  
BOT model, in which there is 01 plaza under management of  
Ministry of Transport, the remaining 03 are managed by  
People’s Committee of Ho Chi Minh City.  
3.2.4.3. Inner-city traffic fees  
Ho Chi Minh city has not applied collecting internal traffic  
fees although such project has been proposed by Tien Phong  
Technology J.S. Company to People’s Committee of Ho Chi  
Minh City. However, such project has not been approved.  
3.2.4.4. Collecting advertisement fees on buses  
Department of Transport has organized the bidding to  
exploit the advertisement activities on 2,082 buses, which is  
divided into 4 bidding packages (3-year term) with total value  
of VND700 billion. However, very few bidders attended such  
bidding packages.  
3.3 The drawbacks, limits of the management of  
exploitation of urban road transport works in Ho Chi Minh  
city  
3.3.1 Drawbacks, limits of the management of exploitation  
of urban road transport works in Ho Chi Minh city  
3.3.1.1 The management model  
The urban road transport infrastructure in Ho Chi Minh City  
is invested and managed by many state management entities,  
creating the complex in duties, responsibilities in management.  
3.3.1.2 The management method  
Apply process-based maintenance management (MPB),  
which means paying attention to the implementation of each  
work item, demonstrating the following shortcomings:  
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- Maintenance: the maintenance activities are still regarded  
as minor construction projects, creating waste.  
- Quality control: The urban traffic management areas and  
urban management teams of districts are responsible this (both  
as the investor and for quality control), this is a big gap of  
management.  
- Traffic organization: there are still many shortcomings like  
spreading responsibilities. There is no consistency in  
management, operation and responsibility, leading to traffic  
organization is always passive, causing congestion, loss and  
traffic accidents.  
3.3.1.3 Urban management mechanisms and policies  
- Appropriateness and response of the policy: still too slow,  
the document’s life cycle is short, not suitable to apply into  
practice. Therefore, those documents cannot keep up with the  
urban movement.  
- Urban planning management: The management of urban  
planning of Ho Chi Minh city is not appropriate, even there are  
some wrongdoing actions such as planning of Thu Thiem new  
uran areas. The responsibilities are of People’s Committee of  
Ho Chi Minh city, the proposing agency is Department of  
Planning and Architecture, Department of Construction, etc.  
affecting the exploitation of urban roads.  
- Urban order management: The urban management is  
abandoned, wrongdoing action of invading the traffic paths,  
pedestrian areas, invading the channel, creating water flow  
congestion.  
- The management of investment and construction of urban  
road infrastructure: The investment policies still expose to  
many issues, decreasing the attraction from potential resources.  
Laws and relevant regulations are not complete, creating many  
issues during the implementation.  
3.3.1.4 The application of science and technology  
- Road maintenance work is still manual and out of date.  
- Application of new technological solutions in road  
maintenance is slow and inconsistent.  
- Legal system such as regulations, norm standards in the  
application of new technology has been incomplete.  
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3.3.1.5 The budget for maintenance  
The budget for maintenance mobilized from the state budget  
of the city and from Road maintenance fund from the central  
government is not very stable; the budget allocation from the  
central gorvenment is slow; the payment has to go through many  
procedures; the disbursement process is slow; the city has not  
actively studied the plans to collect the parking fees; path using;  
urban internal vehicles etc. to increase the fund.  
3.3.2 Consequences of the management and exploitation of  
urban road transport infrastructure in Ho Chi Minh City  
3.3.2.1 Technical quality of construction  
There is a tendency to decline due to many reasons, causing  
public opinion to question the management responsibilities.  
3.3.2.2 Traffic congestion  
Fast urbanization, booming overpopulation and personal  
vehicles; public transportation is not appealing, the traffic  
satisfaction is low, so traffic congestion is unevitable.  
3.3.2.3 Invasion to traffic paths and pedestrian areas  
The status of invasion to traffic paths and pedestrian areas  
have been very complicated, the management is not efficient,  
creating serious congestion.  
3.3.2.4 Urban flood  
Heavy rain, high tides of rivers create flood too many  
internal routes, making the grounds, road surfaces and utilities  
systems are damaged, decreased, affecting the exploitation  
efficiency.  
3.4 Analysis and evaluation of factors affecting the  
management of exploitation urban road transport  
constructions in Ho Chi Minh city  
After researching and discussions with many experts, the  
author indentify 31 factors affecting the management of  
exploitation of urban road transport infrastructure which are of  
07 groups: mechanisms, policies; urban characteristics; model,  
method of- exploitation management; science and technology  
development, maintenance budget; consciousness of users and  
impacts of climate change.  
Likert ladder from 1 to 5 used to evaluate via 5 choices: (1)  
not affecting, (2) very little affecting, (3) medium affecting, (4)  
much affecting, and (5) very much affecting.  
18  
The data is collected through issuing 200 votes, collecting  
200 valid votes. The data after encryption is processed by the  
SPSS20 software, the procedure includes: descriptive statistics,  
assessing the confidence reliability of the scale through  
Cronbach's Alpha; evaluate the average and standard deviation  
of the scales.  
Table 3.35: Result of average and standard deviation  
of groups of factors  
Standard Effect  
Criteria  
Sign Average  
deviation  
0.96  
level  
Urban characteristics  
Impacts of climate change KH  
Mechanisms, policies  
Model, method of-  
exploitation management  
Science and technology  
development  
ĐT  
3.41  
3.47  
3.04  
5
4
7
6
0.92  
0.82  
CS  
MH  
3.15  
3.82  
0.83  
0.62  
1
CN  
Maintenance budget  
Consciousness of users  
NV  
NSD  
3.62  
3.67  
0.92  
0.75  
2
3
CHAPTER 4: SOLUTIONS TO IMPROVE THE  
MANAGEMENT OF EXPLOITATION OF URBAN  
ROAD TRANSPORT INFRASTRUCTURE  
IN HO CHI MINH CITY  
4.1 Viewpoint of perfecting the exploitation of urban road  
transport infrastructure in Ho Chi Minh City  
The transportation system of Ho Chi Minh City must comply  
with specific urban mechanisms and policies through  
Resolution No. 54/2017/QH14 dated November 24, 2017, while  
developing a comprehensive and sustainable transportation  
system.  
4.2 The basis to propose the solutions  
- The theoretical basis of factors affecting the results of the  
exploitation management mentioned in Section 2.4 (Chapter 2).  
- Based on the current status of the construction of the  
exploitation of urban road transport infrastructure in Ho Chi  
Minh City in Ho Chi Minh City.  
- Based on the results of qualitative and quantitative analysis  
in Section 3.4  
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