Fabrication of sub-micro thin layer structures using cyclopentanone mix solution as a modified SU-8 3050

Journal of Science & Technology 118 (2017) 060-064  
Fabrication of Sub-Micro Thin Layer Structures using Cyclopentanone  
Mix Solution as a Modified SU-8 3050  
Nguyen Quang Long1, Nguyen Thi Thai1, Chu Thi Xuan1*, Nguyen Minh Hang2, and  
Pham Duc Thanh1, Mai Anh Tuan1  
1Hanoi University of Science and Technology - No. 1, Dai Co Viet Str., Hai Ba Trung, Ha Noi, Viet Nam  
2Institute of Applied Science and Technology, Ministry of Science and Technology  
Received: April 27, 2016; accepted: June 9, 2017  
Abstract  
The SU-8 3000 series have been formulated for improved adhesion to the substrate and reduced coating  
stress than SU-8 2000 series. It is being used to fabricate microstructures in the range of thickness from  
some up to several hundred micrometers. However, it is hard to fabricate the layer of the SU-8 3000 series  
at sub-micrometer thinness. In this paper, we propose a procedure to reduce the thickness of the SU-8 3050  
thin film. By mixing the SU-8 3050 with Cyclopentanone (CP) with different volume ratios, we can control  
viscosity of the mixture. Therefore, the thickness of the fabricated photoresist layer at 2000 rpm spincoating  
can be from 540 nm to 5330 nm. The mixing procedures of SU-8 fabrication have been optimized in order to  
enhance the unity of the thin layer photoresist. Some other fabrication factors are also investigated.  
Keywords: Thin SU-8 photoresist, Cyclopentanone, Sub-micro thin layer.  
1. Introduction*  
Recently, there are many materials with  
dissolved  
in  
cyclopentanone  
and  
gamma-  
butyrolactone solvents are classified as SU-8 2000  
and SU-8 3000 series respectively. SU-8 has eight  
epoxy groups per monomer and the number eight in  
SU-8 refers to the eight epoxy sites present in each  
monomer.  
improved  
biocompatibility,  
properties  
such  
as  
under  
non-toxicity,  
various  
stability  
environmental conditions and the fabrication with  
simplicity and low-cost in the fields of biology and  
biotechnology. Wide range of both organic and  
inorganic materials such as silicon, porous silica,  
porous alumina, and various nanoparticles has been  
proved to be biocompatible and widely used for  
various biological and biotechnological applications.  
Similarly, polymers have been gaining much interest  
as valuable structural materials in biotechnology due  
to their biocompatibility and ease of structuring with  
sizes down to few nanometers. Among various  
polymers, SU-8 is an epoxy based negative  
photoresist which has found a broad range of  
biomedical and biotechnological applications due to  
their biocompatibility, high thermal, mechanical, and  
chemical resistance [1,2]. Since its invention in the  
nineties, SU-8 has been extensively used in micro-  
and nanotechnologies and in MEMS for fabricating  
scaled-down components and devices such as micro-  
and nanochannels, membranes, microfluidic devices,  
cantilevers, biosensors and more.  
Referring to the physical texture of SU-8, it is a  
highly viscous liquid and the viscosity is determined  
by the ratio of solvent to EPON resin mixed. The  
viscosity influences the thickness of the resist film  
when spin-coated on a substrate. The thickness of  
SU-8 film can vary from 2 µm to 300 µm by single  
spin coating of SU-8 and reach mm range by multiple  
spin coating [4]. Previous research has shown that the  
micro and nanostructures with very high aspect ratio,  
larger than 20, can be achieved by using SU-8  
photoresist [5]. SU-8 photoresist has good  
biocompatibility that is suitable for bioapplications.  
In addition, this photoresist is thermally and  
chemically stable due to its high cross-linked matrix.  
Upon the radiation exposure (UV, e-beam or X-ray),  
SU-8 gets cross-linked and becomes insoluble to the  
developer solution. The physical properties of SU-8  
are listed in references [6,7,8].  
SU-8 are widely used in many domains. It was  
first applied to the MEMS devices in IBM in 1995  
[10]. The use of SU-8 in MEMS can be distinguished  
into two applications: temporary and permanent  
applications. In temporary applications, SU-8 may be  
removed or not used in the final MEMS devices.  
Popular examples can be listed as using SU-8 as the  
mold for electroplating [10], or soft lithography [11].  
SU-8 (glycidyl ether of bisphenol A) is an acid-  
catalyzed, near-UV photoresist based on EPON SU-8  
epoxy resin which was developed and patented by  
IBM (US patent No. 4882245) in 1989 [3]. SU-8  
* Corresponding author: Tel.: (+84) 163.362.0899  
60  
Journal of Science & Technology 118 (2017) 060-064  
In permanent applications, SU-8 is widely used in  
microfluidics [12], optical communication devices  
[13], and optical waveguide [14]. From the  
to track the surface variations. From the function of  
position, we can measure the thickness of the sample.  
2.2 Mask design  
microfluidic point of view, SU-8 is widely used as a  
mold thanks to strong adhesion to many types of  
substrates and highly sensitive to the UV expose [3].  
In microlense fabrication, SU-8 is a favorite material  
because of many reasons such as: transparence, ease  
of microfabrication and mass production; reduction of  
lens weight; enable the microscale various focus  
length and array of liquid microlens fabrication [15].  
This mask was designed in Corel Draw  
including hinge and lens with different sizes from  
0.05 mm to 2.842 mm (Fig. 1)  
Depending on the viscosity of SU-8, different  
structures with different size and high can be  
obtained. Normally, the viscosity range of SU-8  
allows for film thicknesses of several µm to more  
than 100 µm by single spin coating. In our previous  
study, we have fabricated SU-8 3050 film with  
thickness from 25 to 125 µm in a single coat [11].  
However, in some applications such as micro and  
nanolens fabrication, SU-8 thin layer in the order of  
sub micrometer is needed. This can be reached by  
diluting the resist solution with the solvent. Various  
works have been reported using gamma-butyrolacton  
to dilute SU-8 [5]. Another solvent has been used to  
dilute SU-8 2000 series is cyclopentanone (CP) [16].  
However, there is no systematical study on the  
diluting SU-8 3000 series with cyclopentanone.  
Fig. 1. Mask design for SU-8 mold fabrication.  
2.3 Mixing procedure  
In order to mix SU-8 photoresist with  
Cyclopentanone, two different process were applied  
(Fig. 2).  
Mixing procedure 1  
Mixing procedure 2  
This paper aims at fabricating SU-8 thin layer in  
the order of micrometer and sub micrometer  
thickness with SU-8 3050 using cyclopentanone as a  
diluting solution.  
SU-8 3050  
SU-8 3050  
+Cyclopentanone  
+Cyclopentanone  
2. Experiment  
Stirring magnetic  
Stirring magnetic  
Heating at 90 0C  
Centrifugation  
2.1 Materials and methods  
SU-8 3050 photoresist was purchased from  
MicroChem. Cyclopentanone was purchased from  
Sigma-Aldrich.  
The thickness of this layer was also measured by  
Scanning Electron Microscope (SEM) technique and  
profilometer. By SEM technique, the sample was  
tilted at 35 degrees to calculate the thickness of the  
SU-8 layer. The thickness was calculated based on  
the equations:  
Centrifugation  
Mixing solution  
Mixing solution  
Fig. 2. Mixing process of SU-8 3050 and  
Cyclopentanone.  
ℎ =  
(1)  
In mixing procedure 1, the first step was to put  
SU-8 3050 and Cyclopentanone at fixed ratios into a  
bottle, then the solution was stirred in 30 minutes.  
Finally, bubbles in the mixture solution were  
removed by centrifugation. In mixing procedure 2,  
after stirred, the solution was boiled using hotplate at  
Where:  
h is the real thickness of the SU-8 layer;  
d is the high of projection of the SU-8 layer on the  
substrate measured by SEM;  
φ is the inclined angle of the sample.  
o
90 C. In this work, we focus on the effect of heating  
The Veeco Detaak 150 Profilometer is used to  
measure the roughness of the surface. It uses a stylus  
procedure and mix ratios. The SU-8:Cyclopentanone  
mix ratios 1:1, 1:1.5, 1:2, 1:3, 1:4, and 1:5 were  
investigated.  
61  
Journal of Science & Technology 118 (2017) 060-064  
layer after coating on the SiO2 surface. It means that  
2.4 Lens fabrication procedure  
SU-8 and Cyclopentanone were not completely  
mixed or the mixed solution was not well adhered on  
the SiO2/Si surface.  
The mixture solution at different volume ratios  
was then used as the photoresist for the basic  
photolithography process. Before lithography  
process, the Si substrate was oxidized at 1050 C in  
30 min to obtain 200 nm SiO2 layer. The lens  
fabrication is illustrated in Fig. 3.  
o
Therefore, we have modified the mixing process  
in order to promote the mixture quality of the SU-  
8/CP. After mixing with magnetic stirrer, the mixture  
o
solution was heated at 90 C in 30 min (mixing  
procedure 2). Fig. 4 (b) shows that there is no bubble  
formed after spin coating. It means that the heating  
process favored the unity of the mixture. The result  
proved that the prepared solution using mixing  
procedure 2 can be used to create perfect photoresist  
layer for photolithography process.  
Fig. 3. Photolithography process.  
(a)  
(b)  
Step 1: Clean the wafer with piranha solution and  
then bake at 200 oC in 30 min.  
Fig. 4. Images of silicon wafer after being spin-  
coated with the mixed solution, a) no heating mix  
solution (mixing procedure 1); b) heating mix  
solution (mixing procedure 2).  
Step 2: Spin-coat the mixed solution at 500 rpm for  
10 s (ramp: 100 rpm/s), slope, and then 2000 rpm for  
30 s (ramp: 100 rpm/s).  
Step 3: Pre-bake the sample at 95 oC for 2 min.  
Step 4: Expose the sample to UV light (250 W, 12  
mW/cm) for 50 s.  
o
Step 5: Post-bake the sample at 65 C for 1 minute  
then 95 oC for 2 min with ratio of SU-8:  
Cyclopentanone equal 1:1, for 1 min with ratio 1:1.5,  
for 30 s with ratios 1:2, 1:3 and 1:4 respectively.  
Step 6: Develop the sample with SU-8 developer for  
5 min with ratio of SU-8:Cyclopentanone equal to  
1:1, for 3 min with ratio 1:1.5, for 2 min with ratios  
1:2, 1:3, and 1:4.  
Step 7: Rinse the sample with IPA and then dry with  
nitrogen.  
Fig. 5. Image of the mixture of SU-8 and  
Cyclopentanone.  
Step 8: Hard-bake the sample at 180 oC for 20 min.  
3.2 Dependence of SU-8 layer thickness on volume  
of the Cyclopentanone in mixture solution.  
3. Results and discussion  
3.1 Influence of heating  
The microscope image of the SU-8 mold after  
dipping the wafer in developer solution is shown in  
Fig 6. Shape of molds for lens fabrication was formed  
as design after photolithograph process.  
Fig. 4 (a) shows the surface of the 4-inch Silicon  
wafer which is spin-coated with the solution of  
mixing procedure 1 (SU-8 3050/CP equal to 1:3,  
2000 rpm, 30 s, non-heated). The obtained solution is  
uniform and no gas bubble was observed (Fig. 5).  
The mixed solution was then used as photoresist layer  
for the micro-prism fabrication. However, we can  
also observe that gas bubbles appeared in photoresist  
The SEM image (Fig. 7) of the device’s  
structure shows the well-defined shape. SU-8 is the  
upper section, and the lower part is the silicon  
substrate. The thickness of this layer was approximate  
62  
Journal of Science & Technology 118 (2017) 060-064  
5.14 µm in all the surface of the wafer (ratio of SU-8  
3050:Cyclopentanone = 1:1). To verify the thickness  
of this layer, profilometer was used on different  
points of the device. The results showed that when  
the ratio of SU-8 3050 : Cyclopentanone equal 1:1,  
the thickness of the layer was about 5.23 µm (Fig. 8).  
These results were similar with the calculated one  
based on SEM images.  
a) 1:1.5  
b) 1:2  
c) 1:3  
d) 1:4  
Fig. 9. Profilometer images of micro-device at  
different volume ratios.  
Fig. 6. The SU-8 hinge and lens image fabricated  
using photolithography process.  
Fig. 10. Dependence of layer thickness on SU-8:  
Cyclopentanone volume ratio.  
5.14  
m
The same procedure was done with other  
samples of different mixed volume ratios of SU-8  
3050: Cyclopentanone equal to 1:1.5, 1:2, 1:3, 1:4,  
and 1:5 respectively. The profilometer images of lens  
structure for different mixed ratios SU-8/CP are  
showed in Fig. 9.  
Fig. 7. SEM image of mixture at volume ratio 1:1.  
As shown in Fig. 10, the results showed that  
when the ratio of SU-8 3050: Cyclopentanone  
decreases, the thickness of photoresist decreases. To  
specific, the layer’s thickness were 5330 nm, 2500  
nm, 1380 nm, 880 nm and 540 nm when the mixing  
ratios of SU-8:Cyclopentanone were 1:1, 1:1.5, 1:2,  
1:3 and 1:4 respectively. The relation between the  
thickness and SU-8: Cyclopentanone volume ratio  
exhibited to be logarithmic. The volume ratio 1:5 is  
too diluted for use as photoresist. There is no color  
change of the photoresist after UV insolation and  
neither lens nor hinge were observed after  
development.  
Fig. 8. Profilometer images of micro-device at  
volume ratio 1:1  
63  
Journal of Science & Technology 118 (2017) 060-064  
[7] A. del Campo and C. Greiner, “SU-8: a photoresist  
4. Conclusion  
The mixing process for SU-8 3050 and  
Cyclopentanone was presented in this paper. The  
heating was proved to play an important role in  
reducing bubble and favoring the unity of the  
mixture. After the process, the mixed solution can be  
used as photoresist to fabricate the microstructures.  
for high-aspect-ratio and 3D submicron lithography,”  
J. Micromechanics Microengineering, 17, (2007)  
R81–R95.  
[8] W. H. Teh, U. Dü rig, U. Drechsler, C. G. Smith, and  
H.-J. Guntherodt, “Effect of low numerical-aperture  
̈
femtosecond two-photon absorption on (SU-8) resist  
for ultrahigh-aspect-ratio microstereolithography,” J.  
Appl. Phys., 97, (2005) 054907.  
Some  
different  
volume  
ratios  
of  
SU-  
8:Cyclopentanone was described. The thickness of  
thin layer formulated by SU-8 3000 series following  
this process is similar to that of SU-8 2000, which  
allows to extend the applications of SU-8 3000.  
[9] K. Y. Lee, “Micromachining applications of a high  
resolution ultrathick photoresist,” J. Vac. Sci.  
Technol. B Microelectron. Nanom. Struct., 13, (1995)  
3012.  
Acknowledgment  
[10] I. Song and P. K. Ajmera, “Use of a photoresist  
sacrificial layer with SU-8 electroplating mould in  
This work was financially supported by Hanoi  
University of Science and Technology, Grant No.  
T2016-PC-125.  
MEMS  
fabrication,”  
J.  
Micromechanics  
Microengineering, 13, (2003) 816–821.  
[11] L. Thi Hoai Thuong, T. Thi Luyen, P. Duc Thanh, T.  
Van Vu Quan, P. Van Tong, T. Thi Nhat Anh, C. Thi  
Xuan, and M. Anh Tuan “Fabrication of PDMS-based  
microfluidic devices toward biomedical applications,”  
J. Sci. Tech, 105, (2015) 038–042.  
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