A method to identify an optimum speed of ships for ship efficient operation

A method to identify an optimum speed of ships for ship efficient operation  
Prof. DSc. Dang Van Uy1; Dr. Pham Xuan Duong2  
1.Vietnam Maritime University, dvuy@hn.vnn.vn, 484 Lach Tray Str., Haiphong City  
2. Vietnam Maritime University, phxduong@vimaru.edu.vn, 484 Lach Tray Str., Haiphong City  
Abstract: An efficient operation of ships is essential task required to all shipping companies in over the  
world. The concept of ship efficient operation is very different; however the minimum consumption of  
fuel for a voyage is a good explanation of the ship efficient operation. To use a minimum fuel for a  
voyage can be achieved by optimum speed of a ship, but the ship optimum speed is depending on some  
factors such as sea condition, ship condition, mode of ship charter and so on. In this paper, there presents  
a method to calculate an optimum speed of a ship within actual operation conditions in order to help  
operators following well Ship Energy Efficiency Management Plan-SEEMP).  
Keywords: ship operation, optimum ship speed, SEEMP.  
1. Introduction  
The expenditure of fuel in shipping is normally taken about 35% to 40% of the total operation cost of a  
ship. Although, shipping companies are aware about this problem, but almost companies do nothings to  
minimize the fuel consumption even at the period in which the fuel price was as highest. Recently, in  
Vietnam, we carried out some surveys about what method a shipping company usually uses to minimize  
the fuel consumptions during ship operation. The answers from almost shipping companies are to set a  
package of fuel for a voyage or to set an operation speed for a ship and on a base of the ship speed, an  
amount of fuel per hour is supplied for a ship. So, it is clear that shipping companies do not have  
appropriate methods to control usage of fuel on board ships. Therefore, there results in increasing  
operation cost of a ship and also there may create a good condition for crews to do cheating in using  
fuel oil.  
At present time, the shipping is highly competitive worldwide. Although, the fuel price sometimes is  
decreased from last year. But, the pressure of the environment protection is higher due to the  
requirements on control of NOx emission from marine diesel engines in Annex VI, MARPOL 73/78.  
According to those requirements, marine diesel engines must be equipped with special exhaust gas  
emission treated apertures and shipping companies also must be required to minimize the fuel  
consumption in order to meet the EEOI.  
For complying with the dual purposes such as minimizing fuel consumption and environment protection,  
International Maritime Organization has already proposed so called the Ship Energy Efficiency  
Management Plan (SEEMP). In this Plan, there are many recommended items which should be  
implemented in order to help shipping companies and ships to meet safe and efficient operation of ships.  
However, among those recommended items, how to reach optimum operation speed of a ship rather is  
most important.  
2. Proposed concept of optimum operation speed of ships  
In practical, a concept of optimum operation speed of ships is very different in connection with boundary  
conditions. In some cases, the optimum speed is depending on a minimum fuel oil consumption of a  
main engine. It means that the optimum speed will be calculated on base of function between ship speed  
and minimum fuel usage per hour. But in other case, the optimum operation speed of ships will be  
determined by using an objective function between ship speed and operation expenditure for one voyage.  
However, the above explanation about optimum operation speed of ships can achieve only limited  
operation conditions and does not concern anything with a contribution into the environment protection  
which is mentioned by the Index of Energy Efficient Operation (EEOI).  
88  
2.1 Procedure to determine an optimum operation speed of ships  
The requirements of IMO covering multi-purposes which include both effective operation of a ship and  
engine exhaust gas emission control make shipping companies in difficult situation of implementation.  
An appropriate solution for this objective is to raise a suitable function which can estimate an optimum  
operation speed of ships on a base of boundary conditions such as actual loading conditions, sea state,  
and mode of ship chattering, fuel price and some others. Therefore, an appropriate concept of an  
optimum operation speed of ships is presented by a function (1) as follow:  
Vopt f (Rs , D, Pf ,M charter ,Scon )  
(1)  
In which: Rs- basic ship resistance; D- ship draft; Pf - actual fuel price; Mcharter- mode of ship charter  
(voyage charter or time charter); Scon- sea state.  
A new ship was designed and built with specific technical features such as total length, width, draft  
speed, propulsive power and displacement. With that, the resistance of ship can be determined and  
defined as a basic resistance (total resistance). The basic resistance of a ship will be changed  
dramatically during operation depending on load conditions, sea state and technical state of hull,  
propulsion system.  
The basic resistance of a ship consists of many source resistances that can be classified into three main  
groups: frictional resistance, residual resistance and air resistance. In fact, during ship sailing on open  
sea, the basic resistance of a ship is influenced by sea wave, air, hull fouling and wind direction to ship.  
Therefore, the basic resistance of a ship is normally increased. The phenomenon of ship resistance  
increase makes a reduction of ship speed and increase of main engine fuel consumption. So, if shipping  
companies want to operate ships with high efficiency, the companies must find out an optimum speed  
of ships. To solve this problem, a calculation procedure of an operation optimum speed of a ship is  
proposed to be carried out into five stages.  
-
-
Ship basic resistance will be determined on a base of specific technical features of an actual  
ship;  
A change of ship basic resistance will be estimated on a base of actual operation conditions  
such as loading condition (ship draft), sea state, wind direction and some other more if it is  
necessary;  
-
-
-
Based on a mode of ship charter and calculated results from first two stages mentioned above,  
a ship optimum operation speed will be determined;  
To verify the determined optimum operation speed of a ship (stage 3), let check a time of ship  
arrival to a port based on criteria “Just on time”;  
To determine the index of energy efficient operation of ship (EEOI) in certain period of ship  
operation in orders to verify a ship operation in compliance with requirements of the  
environment protection.  
2.2 Formulas needed in determination of ship optimum speed  
In practice, to determine an optimum operation speed of ships is complicated. There is no concert  
mathematical model for this purpose due to many boundary conditions influencing on the optimum  
speed of ships. Therefore, helping to come to final result of optimum speed calculation, there needs to  
use several formulas concerning with ship resistance, gross profit of shipping and some others. Our idea  
89  
in order to create a method to determine an optimum operation speed of ships is to divide needed  
formulas into four groups:  
a- Formulas to calculate basic resistance of ships  
b- Formulas to calculate changes of ship resistance such as:  
- Wave resistance:  
B
R0 0.64Hw2CB g  
Rw dR0 0.667 0,333cos;  
L
(2)  
H
CB  
0
0
In which: - angle of wave to ship (0 is head sea) [ ]; w - height of wave [m];  
- block coefficient  
of ship; B- width of ship [m]; L-lengthen between perpendiculars [m]; - density of sea water [kg/m3].  
- Air and wind resistance:  
RA 0.28 0.5B2 Vw2 Vw 5.53H w 0.093H w2  
;
(3)  
V
In which: w - wind velocity [m/s] and wind velocity is calculated on base of height of sea wave.  
- Resistance due to hull roughness:  
140d  
RFoul  
Rr K S V n  
630 d  
[%] or  
(4)  
In which: d- days out of dock; K- coefficient; n- coefficient [1.9 to 2.1]; S- wet surface of ship and  
0.5  
S 2.56W L  
[m2].  
- Resistance due to draft:  
0
RD 0.65R  
T   
1  
RT 0.5V02 S CT  
;
(5)  
In which: RT- basic resistance of ship; - actual displacement of ship; 0 - design displacement of  
ship; S- wet surface of ship; V0- design speed of ship; CT-coefficient.  
c- Formulas to determine an optimum operation speed of ships:  
As it is well known, the fuel consumption of a marine diesel engine is so much depending on an  
operation speed of a ship. Therefore, there must identify an optimum speed during a ship operation. To  
do so, it is necessary to create an objective function in order to find the optimum speed in conjunction  
with ship chartering mode (time charter or voyage charter). In fact, there are some objective functions,  
but an objective function which is chosen is a function determining a gross profit per day of a ship as  
mentioned in (6);  
GS(d) PW Vd cR pFd  
(6)  
90  
In which: P - freight rate per ton of good; W - ship displacement (DWT); d - ship sailing distance  
including ballast ship [nautical mile]; V - ship speed [knot/h]; CR - expenditure of ship per day  
[USD/day]; p - fuel price[USD/ton]; F(d) - fuel consumption depending on ship speed V.  
A fuel consumption of a ship can be expressed by F(d)= k.V3; k - coefficient depending on operation  
conditions. Based on the mentioned relation of F(d), there can find a formula to identify an optimum  
operation speed of a ship as (7):  
1/ 2  
Vopt PW /3pkd  
(7)  
The formula (7) can be used to determine an optimum operation speed of a ship if a calculated speed is  
higher than operation speed which is already set in a charter contract. This formula can also be developed  
to calculate an optimum operation speed of a ship in more complicated operation conditions which  
include a time in port, delay time due to bad weather and sailing time in canal of a ship. However, the  
mode of ship charter is real factor influencing on a mathematical model to determine an optimum  
operation speed of ships and the mathematical model can be expressed as follows:  
-
In case of ship time charter:  
1/ k  
Cs FAux  
Vopt Vmax  
k 1FME  
(8)  
In which: Cs- ship charter price per day [USD/day]; FAux- Fuel expenditure of auxiliary engines per day  
[USA/day]; FME- Fuel expenditure of main engines per day [USA/day]; k- coefficient depending on  
technical conditions of propulsion system; Vmax- highest speed that can be generated by a ship [knot/h].  
-
In case of ship voyage charter:  
As it is known that a goal of ship voyage charter is to reach maximum profit for every day. So, a  
mathematical model to determine an optimum operation speed of a ship will be expressed in other form  
as mentioned in (9)  
k1   
k
   
k S / RT 24Vopt  
Ci 24Vmax   
24Vopt  
k 1Fnl Ptime / RT  
k 1Ptime / RT  
(9)  
Where: k- coefficient for both formulas and k = 3 for diesel propulsive system, k = 2.5 for steam turbine  
propulsive system; Ci - freight income and is equal to gross a value minus expenditure such as port fee,  
loading and unloading fee and some others; S - sailing distance for one round trip; RT- round trip of  
ship. Then the formula (9) can be realized by using trial and error method and final mathematical model  
as follow:  
1/ k _1  
k
24Ci Vmax   
Vopt  
k F  
S / RT  
ME,V max  
(10)  
Where: FME, Vmax- fuel consumption per day at maximum operation speed of a ship.  
d- Formula to determine EEOI  
An index to ensure whether a ship, which is complied with requirement of environment protection is an  
Index of Energy Efficiency Operation mentioned in Annex VI, MARPOL 73/78. The index is expressing  
91  
a ratio between CO2 volume [M] discharged by a ship per unit of ship transportation. The index is  
modelled to express an energy efficiency operation of a ship for one voyage and for a period of ship  
operation. For a voyage, the index is expressed as follow:  
FCj CFj  
j
EEOI   
mcargo D  
[MCO2/voyage]  
(11)  
and for a period of ship operation:  
FCij CFj  
   
i
j
AverageEEOI   
D   
mcargo,i  
i
i
(12)  
In which: FC- total fuel consumption of ship on open sea and in port for a voyage or a period of  
operation; j - a kind of fuel (DO or FO); i - voyage number; FCij- the mass of consumed fuel j at voyage  
i; CFj is the fuel mass to CO2 mass conversion factor for fuel j; mcargo is cargo carried (tonnes) or work  
done (number of TEU or passengers) or gross tonnes for passenger ships; and D is the distance in  
nautical miles corresponding to the cargo carried or work done.  
2.3 Determination algorithm of ship optimum speed operation  
Based on the procedure to determine an optimum speed operation of ships and to ensure a ship in  
compliance with the environment protection, the above mentioned formulas are used to create an  
algorithm to determine an optimum speed operation of ships. The algorithm is expressed in figure 1 and  
then there can use MATLAB package software to solve the mentioned mathematical model to get  
unknown variables such as an optimum operation speed of concert ship, the EEOI and some other  
needed parameters.  
3. Application on board ships  
The mentioned method to determine an optimum operation speed of ships has been applied on board of  
two ships belonging to Khaihoan Ship marine Corp. Khaihoan Ship Marine is an Oil Tanker Company  
which has a Head Quarter in Ho Chi Minh City.  
92  
START  
GIVEN PARAMETERS  
- Lwl, Lpp, B, DA, DF,  
- Engine: Nemax, Nen,Nekt, n..  
- α, ..; Propellers: D, H/D, S, J, t,  
w;  
, d; V;  
CALCULATE NECESSARY COEFFICIENTS  
CB; Cwp, t, w…  
-
CALCULATE CHANGES OF RESISTANCE  
-
-
-
-
Resistance due to wave;  
Resistance due to wind;  
Resistance due to roughness;  
Resistance due to cargo  
TOTAL RESISTANCE CHANGE  
CHANGES OF “V” or “PE”  
-
or  
-
and ΔV=V-V1  
RESULT  
No  
DISPLAY  
Yes  
CALCULATE OPTIMUM SPEED “Vopt”  
-
-
CALCULATE INDEX OF ENERGY OPERATION  
END  
Figure1 Algorithm to determine an optimum operation speed of a ship  
93  
3.1 Technical features of M/S “Glory Ocean”  
The Glory Ocean is oil/chemical tanker and she is under Bureau VERITAS classification. Her main  
technical features are mentioned in table 1.  
Table 1 Main technical features of M/S Glory Ocean  
No  
Hull  
parameters  
value  
1
2
3
4
Dead weight [DWT]  
Total length[m]  
Length between perpendiculars[m]  
Register width [m]  
12.806  
134,85  
126,8  
22,0  
5
Register draft [m]  
10,6  
6
Design draft [m]  
7,78  
7
8
Operation speed [knot]  
Maximum operation speed [knot]  
13,2  
14.0  
Main engine  
1
2
3
4
5
Engine Name  
Number of cylinders  
MCR [kW]  
Nominal revolution[rpm]  
Reduction gear ratio  
8PC2-6/2L, 4 strokes  
8
4400  
520  
3.0  
3.2 Application results  
Voyage: The Glory Ocean was sailing from Vungtau City to Quinhon port and back with full load  
and ballast. Distance of sailing is about 356,8 [nautical miles]. We did test on board ship under two  
operation conditions namely: under ballast condition and full load condition. The technical features of  
the both conditions are mentioned in tables No.2. Meanwhile, test results are showed in table No.3 for  
the ballast condition and No.4 for the full load condition.  
Table 2 Operation conditions of M/S Glory Ocean  
No  
Operation conditions  
Value  
Remark  
Ship under ballast  
1
2
3
Bow draft  
Stern draft  
Sea state  
3,2 [m]  
5,8 [m]  
NE Bo 3 and 4  
Ship under full load  
4
5
6
7
8
Bow draft  
Stern draft  
Sea state  
Mode of ship charter  
Operation speed and revolution of a main  
engine  
Kind of fuel  
10,0 [m]  
10,0 [m]  
NE Bo 3 and 4  
Voyage Charter  
500 [rpm]; 166,6 [rpm];  
13,2 [knot/h]  
FO  
9
. Ship under ballast  
Based on the technical features and operation conditions, selection of an optimum operation speed of  
m/s Glory Ocean has been determined by using the algorithm (figure1). The algorithm then was solved  
on MATLAB package software and all necessary results are showed in table 2.  
94  
Table 3 Selection of an optimum operation speed under ballast conditions  
Operation Optimum operation plans  
Remark  
parameters  
Engine revolution  
[rpm]  
Calculation  
PA2  
457  
PA3  
465  
PA4  
475  
PA5  
478  
460  
Ship speed [knot/h]  
13.02  
-1h  
12.9  
-2 h  
13,2  
13,8  
+1h08  
648.26  
14.20  
14,8  
+2h53  
661.16  
14.50  
Arrival time (#)  
Just in  
time  
643.69  
Fuel consumption  
[l/h](*)  
Fuel consumption  
per day [T/day]  
639.4  
13.5  
620.0  
12.8  
14.10  
(*) fuel consumption measured by flow meters  
(#) Arrival time is indicated by (-) [late arrival] and (+) [earlier arrival]  
. Ship under full load:  
Using the same procedure as for the ship sailing under ballast, results of selection of an optimum  
operation speed are presented in table 4.  
Table 4. Selection of an optimum operation speed under full load  
Operation  
parameters  
Optimum operation plans  
Remark  
Calculation  
P1  
P2  
P3  
PA5  
Engine revolution  
[rpm]  
465  
460  
470  
472  
-
Ship speed [knot/h]  
~13.0  
12.8  
13.2  
13.5  
-
Arrival time (#)  
Fuel consumption  
[l/h](*)  
- 20 [min]  
659  
-1,5 [h]  
651.43  
Just on time  
666.00  
+34 [min]  
698.06  
-
-
Fuel consumption per  
day [T/day]  
13.95  
13.85  
14.59  
15.29  
-
3.3 Discussion  
To find an optimum operation speed of M/S Glory Ocean, the procedure and algorithm mentioned above  
have been used. For both cases, optimum operation speeds of the ship were calculated, then on a base  
of the calculated speeds, let the ship sailing with that in certain period of time (may be one or two hours).  
During this period of trial, a fuel consumption of main engines was taken by flow meters and an arrival  
time also should be estimated. Next stage is to make some other plans with the ship operation speeds  
which are lower or higher than the calculated speeds and then all the optimum plans should be taken  
into comparison. Best plan is a plan in which an operation speed of a ship will allow ship arrives on time  
with minimum fuel consumption. In case of M/S Glory Ocean, a good operation plan can be chosen as  
follow:  
-
For ship under full load: there can operate the ship with a main engine revolution of 460 rpm or  
465 rpm (calculated speed) and used fuel for only main engine can be saved 0.74 T/day, although  
the ship will arrive to port a little bit late in comparison with plan “just on time”;  
-
For ship under ballast: the plan with calculated speed should be chosen and ship may arrive to port  
about one hour later.  
95  
4. Conclusion  
At present period, the shipping is very competitive worldwide. One hand, the shipping companies must  
ensure their ability in carrying goods safely with reasonable freight rate and in the other hand, shipping  
companies also must comply with the requirements of environment protection. It means that ships have  
to be in good technical conditions; therefore they may or have to be equipped with further necessary  
equipment in order to support ships in compliance with strict standards set by IMO in Annex VI,  
MARPOL 73/78. However, according to our survey results, even some newly built ships cannot match  
the criteria of EEOI during operation. There can conclude some reasons, but mainly ship crews have a  
problem with understanding about ship optimum operation speed and EEOI.  
The procedure and algorithm of determination of ship optimum operation speed as mentioned above is  
necessarily to be developed and applied on board ships. The test results in m/s Glory Ocean are very  
positive and are highly appreciated by the owner (Khaihoan Ship Marine Corp. ). The method is being  
in further development under support of Vietnam Ministry of Transportation and it will be widely used  
to help shipping companies and ship crews in Vietnam.  
References  
[1] Dang Van Uy and Research Group, To propose technical and managerial solutions to reduce fuel  
consumption on board ship; be applied for one merchant fleet. National Energy Saving Program,  
Project of Fuel Consumption Reduction; Hanoi, 2015;  
[2] Technical data, Noon report, Voyage report) from Vietnamese shipping companies: VOSCO,  
EDSCO, FALCON, PTSC, PVTRANS, VITACO, KHAI HOAN, VITRANSCHART,  
COASTSHIP,...  
[3] Governmental Development Plan of Vietnamese Fleet to Year 2020 and Directed to year 2030",  
2014;  
[4] The national Law about efficiency of fuel using and energy saving; Vietnam 2010;  
[5] Hans Otto Kristensen, Marie Lutzen; Prediction of Resistance and Propulsion Power of Ships;  
Denmark, 2012;  
[6] IMO Rsolution MEPC.213(63); Guidelines for the development of a ship energy efficiency  
management plan (SEEMP), 2012;  
[7] Kongsberg Maritime AS; Ship Performace System, Norway, 2013;  
[8] Mads Aas-Hasan. Monitoring of Hull Condition of Ships, M.Sc. Thesis; Norwegian University of  
Science and Technology, 2010;  
[9] MAN Diesel & Turbo; Basic Principles of Ship Propulsion; Denmark 2013;  
[10] Robert Moody, Preliminary Power Prediction During Early Design Stages of a Ship; Cape Town,  
South Africa, 1996;  
[11] Tadeusz Borkowski, Przemyslaw Kowalak, Jaroslaw Myskow, Vessel Main Propulsion Engine  
Performance Evaluation, Szczecin, Poland, 2012;  
96  
Polarworthiness and Co-operation Efficient education of risk  
management for arctic environment  
Peter Ivar Sandell, Senior lecturer of Maritime and Commercial law  
Satakunta University of Applied Sciences, peter.sandell@samk.fi, Suojantie 2, 26100 Rauma, Finland.  
Abstract The Polar Code enters into force and the Maritime Academies and Maritime Universities have  
a task to train the seafarers and company management facing the implementation into the vessels  
practice and company practice. The subject of the article is to examine the changes brought by the Polar  
Code that influence the environmental risk management. The International Maritime Organization IMO  
is to update the SOLAS, MARPOL and STCW Conventions, to take account of the specific features of  
the Polar Regions. These updates will take effect at the beginning of 2017. At the beginning of the article  
there is a short description of Polar Code key issues, as well as a brief explanation of the existing  
regulation in the Arctic regions from environmental protection point of view.  
The effects of the Polar Code were investigated by the term polarworthiness. When the vessels move in  
region where polar code is effected, new rules will require ships of different things, and their importance  
to ship's seaworthiness is described in this article in relation to environmental risk management.  
Teaching these new issues has potential for co-operation between Maritime Universities. Polar Code  
implementation is an important issue not just northern shipping companies, but also all companies which  
consider the use of northern route from Asian markets to Europe in the future.  
Maritime Universities can do research and co-operate with the companies already present in the Arctic  
environment. The co-operation between Universities and companies can and will be used to provide in  
depth study courses, which can be delivered also to other Maritime Universities through student  
exchange and seminars. Building a course module for environmental risk management for ice operations  
will be presented - Company representatives have taken their Master of Maritime Management degree  
and produced parts of in-depth study course in Arctic Shipping Management based on their research  
together with Satakunta University of Applied Sciences. The topics presented as examples are STS-  
operations in the arctic environment, oil pollution response planning in the arctic and DP ice  
management. The model of using the Master of Maritime Management student´s expertise in creation  
of new knowledge and use of the alumni organisation in teaching the specialised courses will be  
presented.  
Keywords: Maritime education and training (MET), Polarworthiness, Polar Code, risk management,  
environmental risk assessment, environmental liability, methods of learning, safety and security, student  
exchange and co-operation.  
1. Introduction  
The IMO Polar Code enters into force creating new standard of seaworthiness for Arctic Shipping.  
The new code sets the standards of seaworthiness in the Polar context. Implications for maritime  
contracting (risk management and risk sharing) in the polar environment needs to be addressed by the  
shipowner´s and their masters. The International Maritime Organization IMO is to update the SOLAS,  
MARPOL and STCW Conventions, to take account of the specific features of the Polar Regions. These  
updates will take effect at the beginning of 2017. Polar Code is not an own Convention, but it updates  
SOLAS, MARPOL and STCW conventions [1].  
97  
2. Polar Code raises standards of seaworthiness in the Polar Context  
The effects of the Polar Code were investigated by the term polarworthiness. When the vessels move in  
region where polar code is effected, new rules will require ships of different things. Fitness is a relative  
term, and implies fitness to the vessel’s working environment: Equipment (propulsion, navigation,  
safety, cargo, etc.), supplies, number and training of crew, etc.IMO’s Polar Code addresses both  
technical issues and training issues. Polar Code recognizes the unique nature and risks of the Arctic  
environment [1].  
Polar Codes part on operations and manning relates to navigation (ice conditions, weather). Ship  
entering polar waters need a specific Polar Ship Certificate and Polar Water Operational Manual.  
Appropriate basic training for open-water operations and Advanced training for other waters, including  
ice needs to be created and arranged [2]. The Code provides standards for both polar ready vessels and  
crews in order for the vessel to be considered Polarworthy.  
Specific problems arise when meeting the demands of Polarworthiness. The harsh and fragile  
environmental conditions create challenges for operation in Polar waters. Lack of infrastructure is a  
special problem. Especially this consists of lack of navigational aids, lack of bunker facilities and lack  
of repair facilities. The vessels entering Polar waters need to need to be able to operate more  
independently than usually. Technical assistance, salvage and ice breaking are services which are not  
available like elsewhere in more southern levels.  
Achieving polarworthiness demands is crucial for ship owners who need to assess their potential risks  
and liabilities. If the vessel is not seaworthy in arctic conditions the environmental liabilities cannot be  
limited. The insurance aspects are also related to seaworthiness: If the vessel is not seaworthy in arctic  
environment, the insurance cover will not be in force or if the safety regulations are breached, according  
to Nordic Marine Insurance Plan, the insurance will not cover the casualty. The Polar Code is  
automatically considered as a safety regulation under the Nordic Marine Insurance Plan [3].  
Many Nordic ship owners insure their vessels on Nordic standard conditions and for those using these  
conditions it is enough for their risk management and insurance cover to follow the SOLAS, MARPOL  
and STCW conventions in version updated by Polar Code rules (as well as other conventions by IMO  
related to safety of vessels) to be certain that their risks are covered also by their insurance conditions.  
However, few non Nordic owners use Nordic insurance conditions and in the future many ship owners  
who will be interested in entering Polar waters will be covered by English law of marine insurance and  
English Marine Insurance Clauses and conditions.  
Seaworthiness in English law may be defined like Tetley: “Seaworthiness may be defined as the state of  
a vessel in such a condition, with such equipment, and manned by such a master and crew, that normally  
the cargo will be loaded, carried, cared for and discharged properly and safely on the contemplated  
voyage.” [4]. In other words, the essential issue is fitness for purpose and carriage relating to the polar  
and arctic environment. Therefore, the term polarworthiness is the term which we need to address and  
examine when we concentrate on the specific requirements in risk management for the Polar regions.  
What is required of a vessel in order to be polarworthy throughout the voyage? Fitness is a relative term,  
and implies fitness to the vessel’s working environment and harshness of the conditions to be expected  
during and throughout the voyage contemplated. When examining the expected fitness in Polar waters  
the Polar Code concentrates on equipment (propulsion, navigation, safety, cargo, etc.), supplies, number  
and training of crew, etc.IMO’s Polar Code addresses technical issues and training issues. Polar Code  
recognizes the unique nature and risks of the Arctic environment and for the first time as a mandatory  
regulation it creates a standard of seaworthiness specifically for Polar environment which needs to be  
addressed by the ship owners as a part of their risk management in order to comply the international  
standards of safety in this region and to held their insurance cover in force throughout the journey.  
Seafaring is especially risky business. Therefore, the modern insurance system was first established for  
maritime trade. Risk management in the Polar shipping defines the issue: Who is to bear the risk (of  
98  
casualty, cargo loss, damage to the environment or delay) in the Polar context and how can these risks  
be shared or carved out? Polar Code as well as the other safety conventions is also a tool of risk  
management: Following the international standards is of utmost importance and procedures in  
complying with the standards by company procedures is the starting point.  
Developing the company procedures in critical issues (relating to Polar environment) in uniform manner  
is the key element which can be achieved by in co-operations with the education and ship owners risk  
management professionals as we will examine below in the chapter four in this article. The investment  
on developing company procedures relating to safety in the arctic regions is a necessity It has to be  
also a clear indication of company strategy if the company wants to avoid the negative publicity in using  
the arctic regions. In Nordic countries we have examples of companies facing severe difficulties with  
public image and organisations like Greenpeace if the company management has not made a decent risk  
assessment on the operations in the Polar region. Even though the organisations like Greenpeace do not  
have that purpose, their actions create environmental concerns when they forcefully enter the offshore  
platforms or supply vessels or try to prevent them from working in the region.  
3. Educating seafarers for the Arctic  
IMO gives guidance for implementation of the new Rules [2]. Model courses do not however meet all  
the demands the shipowner´s and masters are facing in the area. Teaching these new issues has potential  
for co-operation between Maritime Universities.  
Polar Code implementation is an important issue not just northern shipping companies, but also all  
companies which consider the use of northern route from Asian markets to Europe in the future. The  
economic advantages are lucrative when using the northern route. This creates possibilities especially  
for Nordic Maritime Universities in exporting the education and attracts students to choose Nordic  
Universities as a destination for student exchange. The Nordic Universities should use this challenge  
and develop their activities to meet this challenge.  
As approximately 80 % of maritime accidents have human elements involved when casualty occurs in  
relation to a vessel, the training of the seafarers for the Polar conditions is an important part of  
Polarworthiness of vessels when the Code enters into force. After 1 January 2017, ships operating in  
polar waters shall be appropriately manned with adequately trained, qualified and experienced seafarers,  
taking into account the relevant provisions in the STCW Convention and Code [2].Amendments to the  
STCW Convention and Code regarding the training and certification associated to the Polar Code are  
expected to become effective in 2018. New training guidance for personnel serving on board ships  
operating in polar waters need to implemented before that. Measures to ensure the competency of  
masters and officers of ships operating in polar waters has to be created by the Maritime Universities.  
Training for Masters, Chief Mates and Officers in charge of a navigational watch on ships operating in  
polar waters is mandatory requirement but the problem is that not all Maritime Universities have enough  
expertise in teaching the navigation in the Polar waters. The starting point for the training are the  
international requirements, but several countries have local legislation which need to be implemented  
in the training requirements when the vessels are about to enter their waters, e.g: Russia, Canada,  
Norway and the US [2].  
When considering the basics of the education needed for Masters and officers in charge of a navigational  
watch, they should receive basic training or instructions as determined by the Administration on Ice  
characteristics and ice areas, relevant education on Ship’s performance in ice and cold climate as well  
as Operating and handling a ship in ice. For masters and chief mates on board ships sailing in Polar  
waters the following skills are needed in addition: Knowledge of voyage planning and reporting,  
knowledge of equipment limitations, knowledge of safety, knowledge of commercial and regulatory  
considerations [2].  
The importance of expertise in teaching these topics is essential for the safe operation of those who take  
the courses. The issue of Polarworthiness in relation to the quality of training will probably be raised in  
a court - If there will be a casualty. Therefore, we need to think how to achieve the best possible modes  
99  
for educating crew for polarworthy vessels? At least it is the maritime Universities who should take  
care that if there will be vessels found not to be polarworthy.  
It is up to the training institutions to assure the vessels are not breaking the rules on seaworthiness due  
to indecent training for the Polar environment. The co-operation here is more important than ever before.  
As most Maritime Universities have no experience at all on training crews for the vessels operating in  
the arctic, we must share our experiences in a situation when entering Polar waters in the future is  
lucrative for most ship owners. In this respect I see the IAMU organisation and family of Universities  
as an important tool for Unification of the training in the years to come.  
4. Modes of co-operation for achieving arctic excellence  
Maritime Universities in Nordic countries have a huge benefit when they develop education for arctic  
environment. Many Universities do research and co-operate with the companies already present in the  
Arctic environment. The co-operation between Satakunta University of Applied Sciences and  
companies is already used to develop in depth study courses, which can be delivered also to other  
Maritime Universities through student exchange and seminars. Building a course module for  
environmental risk management for ice operations is already on its way. Company representatives have  
taken their Master of Maritime Management degree and produced parts of in-depth study course in  
Arctic Shipping Management based on their research together with Satakunta University of Applied  
Sciences.  
Some examples of the research conducted in co-operation with the student working in the companies  
with arctic experience and the University can already be listed. This co-operation is part of the research  
work of the University as well as risk management procedure of the companies working in the Polar  
regions:  
Tanker operations in the arctic environment are especially risky due to the environmental vulnerability  
of the region and the specific risk element for tankers relating to the ice pressure. The ship to ship  
operations of tankers (STS-operations) in the arctic are however a necessity in specific circumstances.  
In a research study the safety procedures of STS operations in this environment are analysed, data from  
previous operations is collected as well as silent information from the captains with tens of years of  
experience from the arctic altogether is analysed in order for the risk assessment tool for the tankers  
operating in the arctic to be developed [5]. Tanker fleet personnel operating in the arctic environment is  
highly skilled group of seafarers. The experience and practices adjusted to the new Polar code  
requirements is a model example of the co-operations between Maritime Universities and specialised  
shipping companies. Tanker operations in ice is one of the expertise courses to be developed based on  
the co-operation in research work.  
Another important research project to be analysed is oil pollution response planning of the company  
operating in the arctic [6]. The problems of collecting oil from sea with ice cover or ice blocks has been  
an issue for researchers for decades. Taking the technology to Polar areas is especially important but  
also extremely costly. Effective as well as cost effective produces and equipment together with a  
company environmental response strategy are part of a research combined into Master’s thesis and  
company development project which will also benefit the Arctic environmental risk courses of the  
University in the future. The oil catastrophe in the arctic is something which no one dares to imagine –  
But the companies planning their activities has to prepare for the worst scenario. The Maritime training  
institutions cannot turn a blind eye either.  
Third example of an ongoing research project is DP ice management, which is also a topic very little  
examined by researchers [7]. The topic is and research is highly based on persons with long experience  
in offshore activities in the arctic environment. This project is well targeted to serve the persons who  
need further education on DP in the arctic environment in the future years when the offshore industry  
recovers and the arctic drilling projects now waiting for implementation will be carried out. Safe  
100  
offshore drilling in the harsh environment is highly dependent on the skilled experts navigating and  
operating in ice.  
Satakunta University of Applied Sciences uses the Master of Maritime Management student´s expertise  
as well as the own staff’sexpertise in creation of new knowledge and use of the experienced Masters are  
also used in teaching the specialised arctic courses. The strength of the education is close co-operation  
with the companies workingin the Polar region. The companies which can be specially referred to are  
Neste Shipping Ltd. and Arctia Shipping Ltd. and Arctia offshore Ltd. We feel privileged to have their  
best people working together with our University´s staff and further educating together crews for the  
vessel operating in the Polar waters and ensuring that all our students and exchange students visiting our  
institution get the best possible education and the latest experience from the Polar water navigation  
experts.  
The ship design and shipbuilding industry in Finland is concentrating also to designing and building  
specialised vessels for arctic regions. Combining this knowledge to the course development and using  
the expertise of the companies in teaching the courses gives also great advantages for those attending  
the courses in Nordic Universities.  
5. Conclusions  
Polar Code is an important tool for the industry. Its implementation needs to be done with cautiousness  
by the companies that intend to operate in arctic regions. Therefore, the educations of those who will  
operate in the region also needs to be done properly. It is also important for the image of seafaring and  
shipping community in general.  
The environmental organisations are strongly opposing the use of arctic regions for transportation and  
especially for offshore activities. We all remember the consequences of the Exxon Valdez accident in  
Alaska 1989 and its impact in the oil transport industry as well as the legal implications that followed  
the incident. If the industry wants to operate in arctic regions, we cannot afford to allow any more fatal  
catastrophes even near the arctic. The education is of the essence and we need to use every opportunity  
to show that the education system together with the shipowners is ready to invest in education and  
preventing the spills to the sensitive areas. Therefore, we need to seek co-operation together with the  
Universities and the industry to make the arctic shipping as safe as possible. I hope our practice in this  
field described in this presentation is an example for other institutions. We are happy to share our  
experiences to fellow colleagues and visiting professors as well as exchange students.  
References  
[1] Haaslahti, Simo, Polaarikelpoisuus, 2015, Rauma, Satakunnan Ammattikorkeakoulu.  
[2] IMO, International code for ships operating in polar waters (polar code) and Model course  
advanced training ice navigation in arctic water, 2016, London, IMO  
[4] Tetley, William, Marine Cargo Claims, Thomson Carswell, 4ed.  
[5] Hornborg, Lauri, STS- operations in Ice, research plan for Satakunta University of Applied  
Sciences, 2015  
[6] Tammiala, Sampo, Oil response in ice, research plan for Satakunta University of Applied Sciences,  
2015  
[7] Westerlund, Matti, Dynamic Positioning in ice, research plan for Satakunta University of Applied  
Sciences, 2015  
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