Whirling vibration characteristics due to lubricating oil pressure in diesel generator shafting system

Whirling vibration characteristics due to lubricating oil pressure in diesel  
generator shafting system  
Ass, Prof, CE. Pham Huu Tan, Dr. CE. Nguyen Tri Minh VMU, Vietnam  
MSc. Vuong Quang Dao PhD. candidate at MMU, Korea  
Email. phamhuutan@vimaru.edu.vn  
Abstract: Diesel generator is the essential component on ships and offshore structures. Not only supply  
the electric power for the auxiliary systems but also in the case of special purpose vessels, the diesel  
generator is widely used as the primary power source because of the flexibility, efficiency and effective  
cost in its initial setup. To ensure the stability and prevent from leading to failure, the vibration  
characteristics of shafting system should be controlled especially the whirling vibration.  
In this paper, the influence of shaft bearings lubricating oil pressure to the vibration characteristics of  
diesel generator shafting system is concerned. When the lubricating oil pressure increases, the oil film  
stiffness increases. In the case of oil film stiffness variation, the vibration resonance changes. Through  
analysis results, critical bearing stiffness with the referred lubricating oil film pressures can be identified  
in order to control the vibration resonance. The resonance of diesel generator structural vibration  
combined with hull foundation should be avoided from synchronized speed. Therefore, it is necessary  
to analyze and control the shaft whirling vibration.  
One of methods to reduce shaft whirling vibration of diesel generators is to select suitable pressure for  
lubricating oil film in bearings. Analyzing and experimental results showed that the adjustment of  
suitable lubricating oil film pressure could improve the vibration characteristics especially the whirling  
vibration of diesel generator shafting system.  
Keywords: shaft whirling vibration, oil film stiffness, diesel generator, lubricating oil film pressure.  
1. Introduction  
Dynamic characteristics of diesel generators are variable. The unbalance masses (i.e. piston - connecting  
rod groups, misalignment-shafting system…) and excitation forces (i.e. gas pressure in cylinders,  
rotating movement of propeller in water…) can lead to the structure vibration especially shaft whirling  
vibration. Whirling vibrations is excitation vibration. When excitation vibrations coincide with the  
natural frequency of engine structure, the resonance occurs resulting violent vibration. The excessive  
whirling vibration adversely influences particular shafting system elements and system integrity in  
whole. Figure 1 shows a destroyed shaft line at high speed due to whirling vibration.  
Figure 1 Destroyed shaft line at high speed due to whirling vibration  
381  
The problems caused by whirling vibration are as the following:  
o
o
o
o
Complete shafting system destruction;  
Shorten shaft and other elements fatigue life;  
Fatigue cracks at crankshaft and journal bearing;  
Excessive noise, hull and superstructure vibrations.  
In order to reduce the structure vibration, most diesel generators are mounted on a flexible bed, while  
the engine and generator are coupled by employing a flexible coupling. Shaft whirling vibration is  
closely related to the oil film pressure in shaft bearings. When the lubricating oil pressure increases, the  
oil film stiffness increases. In the case of oil film stiffness variation, the vibration resonance changes.  
This paper presents whirling vibration characteristics due to lubricating oil pressure variation in the  
diesel generator shafting system. The influence of shaft bearings lubricating oil pressure to the vibration  
characteristics of diesel generator shafting system is concerned.  
2. Theory for whirling calculation  
2.1 Vibration of diesel generators by the moving parts and the expanding gas forces  
Structural vibration is generally caused by the dynamic properties of the structure and excitation forces.  
Mathematically the relationship between the exciting forces, structure properties and the vibration  
response is normally presented by the general equation of motion [1]:  
( )  
( )  
+
̈
+
̇
( )  
(1)  
Where x(t) = solution of the equation (deflection at the system nodes); M = mass matrix; C = damping  
matrix; K= stiffness matrix; F(t) = excitation force vector.  
Mass of moving parts of diesel generator can be calculated by equation as [2]:  
(
.
=
) + 0.7  
(2)  
Where: m = total mass of a piston-connecting rod mechanism, mp = mass of the piston, mc = mass of the  
connecting rod, r = rotating radius of crankpin.  
The matrices M and K represent the dynamic characteristics of the structure. Modifying these  
characteristics or excitation forces can result reducing the vibration response.  
The matrix M is not only the total masses, but represents also the masses distribution over the whole  
structure. The same applies to the stiffness matrix K. From the vibration point of view, it may be very  
important where the mass or stiffness is located.  
C denotes the damping, which in practice is not only a uniform number. In real structures the damping  
normally varies depending on the frequency and mode shape, as well as on the location. In complex  
structures like engines, several different damping types can be found.  
Figure 2 shows a schematic diagram for researching the dynamic properties of the structure and the  
excitation forces [2]. The crank shaft is driven by the expanding gas in the cylinder. The expanding gas  
creates on the piston top a pressure force F, which is transmitted to the crankshaft through the connecting  
rod. The transmitted gas pressure acting on crankshaft can be divided into two components: centripetal  
force resulting shaft axial vibration and tangent force resulting torque, which tents to rotate the  
crankshaft.  
Acceleration of the piston. The pressure force F exists on the top of piston and makes piston moving  
downward. If we consider the origin of the x - axis as the uppermost position of the piston, the  
382  
displacement of the piston corresponding to an angular displacement of crank of  
displacement of the piston from its topmost position can be expressed as [2]:  
=
. The  
(3a)  
=
+ − cos  
1 −  
Also:  
sin = sin = sin  
(3b)  
(3c)  
cos = 1 −  
So that:  
=
+ − cos  
1 −  
(4)  
In general, r/l < ¼, Eq. (4) can be approximated as:  
= (1 − cos ) +  
(5)  
(6)  
Or, equivalently:  
=
1 +  
− (cos  
+
cos 2  
)
Eq. (6) can be differentiated with respect to time to  
obtain expression for the velocity and acceleration of  
the piston:  
̇
=
=
(sin  
(cos  
+
sin 2  
)
(7)  
(8)  
̈
+ cos 2  
)
Where: xp = vertical displacement of the piston in the x  
direction from its topmost position, ω = angular  
velocity of the crankshaft, l = length of connecting rod.  
Figure 2 Schematic diagram of a cylinder  
of diesel generator  
Acceleration of the Crankpin. With respect to the xz coordinate shown in Fig. 2, the vertical and  
horizontal displacements of the crankpin are given by [2]:  
(9)  
(10)  
Where: xc = vertical displacement of crankpin in the x direction, zc = horizontal displacement of crankpin  
in the z direction.  
Differentiations of Eqs. (8) and (9) with respect to time give the velocity and acceleration of the crankpin:  
̇
(11)  
383  
̇
̈
̈
(12)  
(13)  
(14)  
Inertia Force. Although the mass of the connecting rod is distributed throughout its length. It is  
generally idealized as a massless link with two masses concentrated at its ends, the piston end and the  
crankpin end. The vertical component of the inertia force (Fx) for one cylinder is given by [2]:  
=
̈
+
̈
(15a)  
or:  
= (  
+
)
cos  
+
cos 2  
(15b)  
Similarly, the horizontal component of inertia force for a cylinder can be obtained:  
=
̈
+
̈
(16a)  
(16b)  
Where  
̈
= 0 and  
̈
is given by Eq. (14). Thus:  
= − sin  
The unbalanced and inertia force on a single cylinder are given by Eqs. (15b) and (16b). The mass mp  
is always positive, but mc can be made zero by counterbalancing on the crank. Therefore, it is possible  
to reduce the horizontal inertia force Fy to zero, but the vertical unbalanced force always exists. Thus, a  
single cylinder engine is inherently unbalanced.  
In a multi-cylinder engine, it is positive to balance some or all of the inertia forces and torque by proper  
arrangement of the cranks. The lengths of all the cranks and connecting rods are taken to be r and l. For  
force balance, the total inertia force in the x and y directions must be zero, so that:  
(17)  
(18)  
Where (Fx)i and (Fz) are the vertical and horizontal component of inertia forces  
Thus, if the moving parts of the cylinders are equivalence and the power of cylinders are balance, the  
vibration due to the expanding gas forces and inertial forces of cylinders are suppressed, so the engines  
will not vibrate.  
2.2 Stiffness and damping calculation for journal bearing  
Lubricating oil is supplied into bearings of shafting system to lubricate its working surfaces and then  
reduce the friction. It plays a key role in determining the dynamic characteristics of diesel generators  
shafting system.  
The schematics of a journal are shown in Fig. 3. Letter O is the center of journal whereas O’ is the center  
of bearing. The radial clearance, c, between the bearing bore of radius r1 and of the journal radius, r,  
equals r1 - r.  
384  
Figure 3 Schematics of plain journal bearing geometry  
When the shaft speed is fast enough to create hydrodynamic pressure larger than the applied load, the  
journal can separate and move around the bearing until it reaches an equilibrium. The eccentricity is  
the distance between the centers of shaft and bearing. When the journal touches the bearing and when  
the load equals zero. The ratio of eccentricity to clearance is presented by eccentricity ratio ε:  
=
(0 ≤ ε ≤ 1)  
(19)  
The oil film thickness at any position can be calculated approximately by [3]:  
(20)  
(21)  
The minimum thickness is given as:  
Journal bearings are short bearing in this case. Following Reynolds equation [4], the pressure of oil film  
can be calculated by the equation:  
(22)  
Maximum pressure of oil film at angular position  
and y = 0 can calculate by [5]:  
m
(23)  
(24)  
with:  
385  
The load capacity is solved by integration of the pressure wave around the bearing:  
(25)  
(26)  
By using the Sommerfeld substitution we can obtain:  
=
(27)  
(28)  
(29)  
/
(
)
=
=
2
2
2
2
16 + (1− )  
+
=
2
4
2
1−  
The Sommerfeld number S is given by equation:  
=
=
(30)  
(
)
And average pressure is calculated by equation [6]:  
(31)  
(32)  
The bearing stiffness can be obtained by equation:  
=
Where: r = journal radius (m); r1 = bearing bore radius (m); L = bearing length (m); c = radius clearance  
(m); e = eccentricity (m); ε = eccentricity ratio; h = oil film thickness (m); hmin= minimum oil film  
thickness (m); θ = angular position (rad); hv = oil film thickness at angular position θv (m); θm =  
maximum pressure position (rad); P = oil film pressure (Pa); Pm = maximum oil film pressure (Pa); Wx,  
Wy, Wr = load capacity (N); Paverage = average oil film pressure (Pa); Kf = bearing stiffness (N/m);  
=
lubricant absolute viscosity (Pa-s).  
2.3 Whirling vibration in diesel generator shaft system  
Whirling vibration due to shaft static and dynamic unbalance is a forced vibration caused by internal  
centrifugal force. It is well known that a diesel generator shafting system will never be perfectly  
balanced. Due to material inhomogeneity the center of gravity does not coincide with the rotation axis.  
Due to the center of journal and bearing does not coincide to make eccentricity. Eccentricity depends  
on oil film pressure of journal bearing. When the shaft rotates, the eccentric masses produce exciting  
centrifugal force. Unbalance excites forward synchronous whirling.  
Alignment-related vibration of shaft system of diesel generator is possible if the shafts are not properly  
coupled due to assembly or manufacture errors. It is the case when shaft system loses the rotation axis  
continuity and smoothness. Alignment-related errors excite first order synchronous whirling vibration.  
386  
Excitations having alignment errors nature normally are not taken into account in whirling vibration  
calculation. Such errors must be prevented by adherence to the technological specifications and  
standards of shaft manufacture and alignment processes. The schematic of a diesel generator  
arrangement is shown in Fig. 4.  
GENERATOR  
DIESEL  
Rigid foundation  
Resilent mount  
Figure 4 Schematic of a diesel generator arrangement  
Figure 5 Schematic of whirling vibration of rotating shaft and bearing  
At the same time there are no obstacles for rotating shaft to vibrate as above-mentioned beam in two  
orthogonally related planes if correspondent alternating forces are applied. As a result, the shaft rotation  
axis will move in the space along the beam vibration orbit. Fig. 5 shows the schematic of whirling  
vibration of rotating shaft and bearing (in the blue color).  
Thus, whirling is a poly-harmonic motion of the rotating shaft caused by two plane excitation forces.  
Every time when ‘whirling vibration’ term is used with regard to the shaft system of diesel generator  
we should bear in mind shaft lateral vibrations in two planes simultaneously. The difference between  
two plane lateral vibration and whirling vibration consists in shaft section proper rotation only.  
Sometimes, people concerned with “vibration analysis” of machinery lose sight of a very simple truth:  
vibration is merely a response to other conditions in a machine, it is not (and should not be) the  
fundamental concern for the machinery engineer. Instead vibration should be thought of as nothing more  
than a ratio of the forces acting on the machine to its stiffness. Mathematically, this is summarized as:  
(
)
=
(33)  
A change in unbalance by eccentricity is a force changing in diesel generator shaft system. In this case,  
force increases, stiffness stays the same, and vibration increases as a result.  
In order to reduce the vibration, along with reducing the exciting sources, adjusting the dynamic stiffness  
to control the vibration response is the very valuable method. One of methods to adjust the dynamic  
387  
stiffness to control shaft whirling vibration of diesel generators is to select suitable pressure for  
lubricating oil film in bearings.  
2.4 Results and Discussion  
This study concerns about 6Ч12/14 diesel generator: nominal power = 50 kW; number of cylinder = 6;  
cylinder bore = 0.12 m; piston stroke = 0.14 m; maximum expansion gas pressure pz = 7.5 MPa;  
revolution n = 1500 r.p.m.; shaft diameter d = 0.14 m; length of bearing L = 0.075m; bearing clerance  
c = 0.1mm, lubricating oil viscosity µ = 0.0185 Pa-s.  
According to the local structure vibration measuring results, at synchronized speed (1500 r.p.m.) the  
vibration is most heavy at 2nd order (50Hz - Mode 1). The relationship between bearing stiffness and  
reasonance frequency is shown in Fig. 6 obtained by theorical calculation base on masses spring system.  
According to this figure, the resonance of shafting system intersects the frequency of 2nd order vibration  
at synchronized speed when bearing stiffness is about 240 MN/m. That is critical dynamic stiffness of  
the shaft bearing. The final goal in this study is identifying the oil film pressure corresponding to critical  
dynamic stiffness in shaft bearing, on purpose to avoid the 2nd order resonance structural vibration of  
the generator combined with hull foundation from synchronized speed.  
Figure 6 The relationship between bearing stiffness frequency  
388  
Figure 6 Schematics of shaft bearing geometry  
The attitude angle :  
∅ =  
(34)  
The oil film thickness :  
(
)
~ 1 + cos  
At the lowest bottom position ( = 180 − ) :  
= (1 −  
(35)  
(36)  
)
The load  
can be obtained:  
(
)
=
(37)  
(38)  
(39)  
(
)
The bearing stiffness:  
( )  
( )  
(
)
.
=
=
(
)
.
And average pressure is calculated by:  
=
=
All of the other parameters can be calculated and are shown on Table 1.  
389  
According to the calculating results, the critical dynamic stiffness 240×106 N/m occurs when the  
eccentricity ratio ε = 0.456 and the average pressure Paverage = 0.5 MPa. The critical pressure of  
lubricating oil film is identified. This critical oil film pressure should be avoided on purpose to reduce  
the 2nd order resonance of structural vibration of generator combined with hull foundation from  
synchronize speed.  
Table 1 Calculation sheet of lubrication oil film parameters with various oil pressures  
Parameters  
Eccentricity ratio  
Sym.  
ε
Unit  
-
Value  
0.456  
0.50  
240  
0.3  
0.24  
167  
0.4  
0.38  
200  
0.5  
0.61  
288  
0.6  
1.04  
498  
MPa  
×106 N/m  
N
Average Pressure  
Stiffness  
Paverage  
Kf  
2509 4006  
6440 10921  
Load  
Wr  
S
5206  
0.46  
57  
-
0.95  
68  
0.59  
61  
0.37  
54  
0.22  
46  
Sommerfeld number  
Attitude angle  
degree  
mm  
Ø
0.07  
112  
0.09  
119  
0.51  
0.06  
119  
0.08  
112  
0.74  
0.05  
126  
0.07  
109  
0.98  
0.04  
134  
0.06  
107  
1.26  
Minimum oil film thickness  
hmin  
0.05  
123  
degree  
mm  
Location  
Lowest  
v
hv  
Oil film  
position  
0.08  
110  
thickness  
degree  
MPa  
Location of maximum pressure  
Maximum pressure  
θm  
Pm  
0.87  
3. Conclusion  
Whirling vibration may result damage on shafting system in some case and the structural vibration of  
diesel generator acts as the excitation force causing whirling vibration. In 6Ч12/14 diesel generator, the  
engine is mounted on the flexible supports and the generator is mounted on rigid foundation. The  
whirling vibration can be evident when the generator 2nd order resonance structural vibration combined  
with hull foundation accords with synchronized speed and rotor dynamics misalignment.  
In order to reduce shaft whirling vibration of diesel generators, it is necessary to select suitable pressure  
for lubricating oil film in shaft bearing, prevent it from the critical stiffness. In the case of 6Ч12/14  
diesel generator, the critical pressure of lubricating oil film is identified, about 0.5 MPa. By avoiding  
operation system in this critical oil film pressure condition, the structure vibration is reduced especially  
2nd order of whirling vibration at synchronized speed.  
Reference  
[1] Hannu Tienhaara, Guidelines to engine dynamics and vibration, Wärtsilä Corporation.  
[2] Singiresu S. Rao, Mechanical vibration, second edition, Purdue University, Addison Wesley  
Publishing Company, 2000.  
[3] Avraham Harnoy, Bearing Design in Machinery, Engineering Tribology and Lubrication, Marcel  
Dekker, Inc., New York, 2002.  
[4] Bharat Bhushan, Introduction to Tribology, John Willey & Sons, Inc, 1999.  
390  
[5] Fouad Y. Zeidan and Bernard S. Herbage, Fluid film bearing fundamentals and failure analysis,  
TAMU Turbo Show, 1991  
[6] Bernard J. Hamrock, Steven R. Schmid, and Bo O. Jacobson, Fundamentals of Fluid Film  
Lubrication, second edition, Marcel Dekker, Inc., New York, 2004.  
[7] ORBIT Second Quarter 2000, Understanding and Using Dynamic, ORBIT Magazine, 2000.  
391  
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