Modeling and force analysis of an electrothermal micro gripper with amplification compliant mechanism

Journal of Science & Technology 119 (2017) 022-027  
Modeling and Force Analysis of an Electrothermal Micro Gripper with  
Amplification Compliant Mechanism  
Dang Bao Lam1*, Nguyen Tuan Khoa1,2, Nguyen Dang Thuan3, Pham Hong Phuc1  
1 Hanoi University of Science and Technology, No. 1, Dai Co Viet, Hai Ba Trung, Hanoi, Viet Nam  
2 Queensland Micro- and Nanotechnology Centre, Griffith University, Australia  
3 Smart System Laboratory, Hanbat National University, Korea  
Received: January 13, 2017; accepted: June 9, 2017  
Abstract  
This work reports a novel design of a micro gripper, in which V-shaped electrothermal actuators are used to  
create gripping force and a compliant mechanism is integrated to amplify displacements of the actuators.  
The gripper is designed to handle micro samples of various sizes from 5 m to 50 m by applying  
appropriate driving voltages. Those voltages are ranged from 5 V to 25 V, which are relatively low in  
comparison with driving voltages of the electrostatic micro grippers. The compliant mechanism with  
amplifying ratio 5.2, arranged between the actuators and the jaws, is aimed to compensate small strokes of  
the actuators. Simulation by Finite-Element Analysis has also been carried out to confirm results of the  
theoretical calculation and designing process. The micro gripper can be implemented in micro devices such  
as micro robots or micro assembling systems, in which it can perform gripping and transporting tasks.  
Keywords: Micro gripper, V-shaped actuator, Compliant mechanism.  
1. Introduction*  
Today acronym MEMS, which stands for Micro  
disadvantage, using of the amplifying compliant  
micro mechanism is an effective solution.  
Electro Mechanical System, has become more and  
more familiar with all of us. MEMS technology has  
been widely researched and rapidly developed since  
the last decades of twentieth century. Nowadays,  
MEMS products have been applied into numerous  
areas such as biomedical engineering, automobile  
industry, military industry, aviation and space  
technology etc. as well as into human daily life. In  
those micro systems and devices, there is a demand  
for micro grippers, which can manipulate tiny objects  
with sizes ranged from few micrometers to hundreds  
of micrometers. Various types of micro actuators  
have been used for driving those grippers, including  
electrostatic [1-3], piezoelectric [4-6], shape-memory  
alloys SMA [7-9] and electrothermal [10, 11]. In  
comparison with other actuation methods, the micro  
electrothermal grippers have the advantage of lower  
driving voltage (comparing with the electrostatic  
grippers), simple fabrication process (comparing with  
the piezoelectric and SMA grippers) and large  
generated forces. On the other hand, those thermal  
devices also have some disadvantages, such as  
thermal dependence, lower working frequencies and  
relatively small displacement. To overcome the last  
Compliant mechanisms, which are jointless and  
monolithic mechanical device, are very appropriate to  
use in the MEMS systems instead of the conventional  
mechanisms with classic revolute and prismatic joints  
[12-14]. Another reason for implementation of the  
compliant mechanism into micro gripper is the output  
motion. All the electrostatic, electrothermal and  
piezoelectric micro actuators produce relatively small  
strokes. The compliant mechanisms can help to  
amplify those displacements and make them proper  
for gripping task. In this work, the authors present the  
micro gripper driven by the V-shaped electrothermal  
actuators and amplifying mechanism, which can grip  
the micro samples sized up to 50 m and can be  
applied in micro robot or micro analysis systems.  
2. Theoretical calculation  
2.1. Configuration and geometrical displacements  
2.1.1. Working principle  
Figure 1 shows the configuration of the micro  
gripper, which consists of three main parts: actuating  
unit with the V-shaped electrothermal actuators (1),  
amplifying unit with the compliant mechanism (2)  
and gripping jaws (3). The beams of the V-shaped  
actuators are fixed at one end with the anchors (4),  
the other end of the beams are connected to the main  
beam (5). When applying a driving voltage, the wings  
* Corresponding author: Tel.: (+84) 904.359.539  
Email: lam.dangbao@hust.edu.vn  
22  
Journal of Science & Technology 119 (2017) 022-027  
of the V-shape beam will expand and push the main  
Because only geometrical displacements of the  
compliant mechanism and the jaws are taken into  
consideration, we substituted the flexural joints with  
revolute joints and omit the elastic forces. The  
equivalent model of the gripper is shown in figure 2.  
Calculation is being carried out with only one wing  
due to the symmetries of the gripper structure.  
beam (5) forward. The compliant mechanism (2) with  
the flexural joints (6) is designed to convert  
displacement in y-direction into rotation movement of  
the jaws (3), and also to amplify displacement of the  
actuators.  
3
y
Because three points F, B and C belong to one  
rigid body, in order to find out displacement of the tip  
F of the jaw, position of the points B and C must be  
determined. In figure 3 we can see under the input  
displacement , the jaw i.e. BC will rotate an angle .  
Using geometrical equations, the displacements of the  
point B and C in x-direction and y-direction can be  
calculated as:  
x
6
2
4
5
2
2
Dy DD' x OO' x AB (AU d) AB.sin(BAU) (1)  
ˆ
2
2
Cy CC' x OO' x AB (AU d) AB.sin(BAU) (2)  
ˆ
1
Fig. 1. Configuration of the micro gripper  
2
Bx BBx' BC2 CO x BC2 CO2 (3)  
F
2
2
By BB'y OO' AB (AU d) AB.sin(BAU) (4)  
ˆ
Where B,C,Dare the new position of B, C, D under  
influence of the input displacement . From position  
of BC and BCwe can find the virtual center of  
rotation I as below:  
E
  
  
   
B'Cy' BHx BCy BHx'  
  
I
D
C
  
B'Cy' BCy  
  
H
L
B
L
L
I   
(5)  
  
  
  
  
  
  
L
°
0
L
'
'
'
6
B Cy BHy BCx BHx BCx BHx BCy BH  
9
0
°
y   
C
D
D
  
  
B'Cy' BCy  
A
60°  
And the rotation angle can be expressed as follows:  
Fig. 2. Equivalent model of the micro gripper  
2  
L
L
3L2 3  
2L  
  
y
2
2
cos  
(6)  
I
C
H
H’  
Where the length of BC, CD and BD at the initial  
position is L. And finally, we have the lateral  
displacement of the jaw tip F as well as the  
amplifying ratio KA of the compliant mechanism:  
C’  
B’  
O’  
O
B
D’  
D
δ
d
  cos cos.IF  
(7)  
(8)  
U
U’  
x
A
KA   
5.2  
For example, there is input set of parameters  
with AB = 200 m, BD = BC = 100 m, FH = 600  
m, and the angles are designed with the values as  
shown in figure 2. We can calculate that for creating  
Fig. 3. Displacement of the links  
2.1.2. Geometrical displacements  
23  
Journal of Science & Technology 119 (2017) 022-027  
25 m displacement for one gripper jaw, only 4.8 m  
beam (5) FS1 equals 100 N (see figure 6). Assuming  
that deformation in the gripper structure is purely  
elastic, meaning that relation between the input force  
and displacement of the gripper jaws is linear. With  
the value 3.15 m of output displacement, we can  
calculate the stiffness of the gripper structure: kS =  
FS1/3.15 = 31.75 N/m.  
input displacement is needed.  
2.2. Displacements of the V-shaped actuators  
Calculation for the V-shaped electrothermal  
actuators has been presented in [15]. According to  
that paper, if we have the thermal actuator with  
dimension as shown in figure 4, we can calculate  
force F and displacement S as follows:  
S l2 sin2 sin2 2l.l l.sin   
(9)  
l  
l
F 2nEbh sin   
(10)  
S
Fig. 6. Displacement of the gripper jaw  
b
Similarly, with simulating gripping force FG1 = 100  
N located on the tip of the gripper jaws, the  
displacement obtained by simulation is 2.48 m (see  
figure 7). Therefore, the stiffness of the gripper jaw  
can be calculated as: kG = FG1/2.48 = 40.32 N/m.  
Fig. 4. V-shaped actuator  
18  
16  
14  
12  
10  
8
18  
16  
14  
12  
10  
8
6
6
4
4
Fig. 7. Simulation of gripping force  
Force  
Displacement  
2
0
2
3.2. Displacements  
0
0
5
10  
15  
20  
25  
30  
35  
Voltage (V)  
To drive the gripper, the V-shaped electro-  
thermal actuator with following specification was  
chosen: number of beams n = 10, the length of each  
beam l = 750 m, beam width b = 4 m, beam height  
h = 30 m, and the range of the driving voltages 0÷30  
V. Table 1 shows the relation between voltages and  
displacement S of the actuator. We have to take into  
consideration that simulation was carried out just  
only for the thermal actuator itself.  
Fig. 5. Relation between voltage and displacement,  
force of the actuator  
Where b, h and l are the width, height and length of  
the actuator beam. is the slope angle of the beam.  
And n is the number of the beams in the actuator. In  
figure 5 is the graph showing the relation between  
driving voltages and forces, as well as displacements  
of the V-shaped actuator.  
Table 1. Relation between displacements and driving  
voltages of the actuator  
3. Simulation  
U(V)  
5
10  
15  
20  
25  
30  
3.1. Stiffness calculation  
S(μm) 1.76 3.12 5.39 8.56 12.64 17.63  
Simulation was carried out with simulating  
thermal-expansion force located at the tip of the main  
24  
Journal of Science & Technology 119 (2017) 022-027  
Comparing S and , we can find the compressing  
To simulate whole system with AB = 200 m,  
BD = BC = 100 m, FH = 600 m, we can find the  
displacements of the jaw tip of the gripper (see in  
table 2). In section 2.1, we have already found the  
amplifying ratio of the gripper KA is 5.2. Therefore,  
we can also find out the displacements of the  
thermal V-shaped actuator while it is integrated into  
the gripper. Deviation between displacements and S  
can be explained by the fact that when the actuator is  
connected to the compliant mechanisms and the jaws,  
it will operate as a member in the complex system  
and can only be able to produce smaller  
displacement.  
ratio KC between displacements of the main beam of  
the V-shaped actuator when it works alone and when  
it is integrated into the gripper:  
S
KC   
2.4  
(11)  
3.3. Calculation of the minimum voltage for  
gripping micro objects  
In figure 8, we can see simulation result of the  
displacement = 18.46 μm of the jaw under the  
driving voltage of 20 V. The calculated and simulated  
displacements of the gripper are shown in figure 9.  
The curve of the theoretically calculated  
displacements and the curve expressing simulating  
results are almost identical.  
Fig. 10. Jaws and micro object  
In figure 10, we can see the jaws and the micro  
sample with diameter D µm. Supposed the initial gap  
between the jaws is G µm.  
Table 2. Relation between driving voltages and  
displacements and   
The displacement of one jaw to approach the  
object is calculated as follows:  
U(V)  
(μm)  
(μm)  
5
10  
3.80 6.74 11.62 18.46 27.26  
0.73 1.29 2.23 3.55 5.24  
15  
20  
25  
x = = (G-D)/2  
(12)  
Using equation (8) and (11), the displacement S  
of the V-shaped actuator can be expressed as:  
S =KC.= KC./KA  
(13)  
From (13) we can establish relation between the  
minimum voltage for driving the micro gripper and  
the sample diameter in form of the graph as shown in  
figure 11.  
3.4. Calculation of the gripping force with the micro  
sample with diameter 30 µm  
Fig. 8. Simulation of complex gripping system  
From (12), with the initial gap G=60 μm, we can  
calculate the displacement of one jaw to approach the  
G D  
40  
35  
30  
25  
20  
15  
object as: x     
15m  
2
From the relation between the driving voltage  
and displacement (Figure11 - table 2), if we consider  
that this relation with U ranged from 15 V to 20 V is  
approximately linear, corresponding with x = 15 m,  
we can obtain Umin = 17.47 V.  
10  
Simulated  
Calculated  
The process of handling the micro object can be  
split into 2 following phases. Firstly, the voltage  
increases to the value of Umin, and the jaws are  
approaching and touching the object. And secondly,  
the voltage continues to increase to U*, and generates  
the gripping force Fk. In this second phase, the  
gripping force has the value equaling the elastic force  
5
0
0
5
10  
15  
20  
25  
30  
Driving voltage (V)  
Fig. 9. Displacements of the gripper  
25  
Journal of Science & Technology 119 (2017) 022-027  
systems, in which it can perform gripping and  
generated when one jaw is compressed by x, and Fk  
can be expressed as follows:  
transporting tasks.  
Acknowledgments  
Fk kG .x => x= Fk/ kG  
This research is funded by Vietnam National  
The stiffness kG = 40.32 N/m has been  
obtained by simulation (Fig. 7). We can calculate the  
voltage U for gripping the micro sample with  
diameter D with the gripping force Fk as follows:  
Foundation  
for  
Science  
and  
Technology  
Development (NAFOSTED) under grant number  
107.01-2015.18  
References  
U= Umin+ Ux  
(14)  
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4. Conclusion  
In this paper, the design, calculation and  
simulation of the electrothermal micro gripper have  
been presented. The compliant mechanism with the  
amplifying ratio KA= 5.2 was used to magnify the  
input displacement of the V-shaped actuator. The  
gripper is designed to work with the driving voltages  
ranged from 5 V to 25 V, and to grip the micro object  
with diameter ranged from 5 m to 50 m. This  
device can be fabricated by the bulk micromachining  
technologies using only one photomask on a SOI  
(silicon-on-insulator) wafer. Simulation has been  
carried out to confirm the results of calculating work.  
The micro gripper can be implemented in micro  
devices such as micro robots or micro assembling  
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27  
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